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Altbach, Philip (2003). The Costs and Benefits of World-Class Universities. International Higher Education.
The world-class debate has one important benefit – it focuses attention on academic standards and improvement, the role of universities in society, and the way academic institutions fit into national and international systems of higher education. Striving for excellence is not a bad thing, and competition may spark improvement. Yet a sense of realism and sensitivity to the public good must also be a factor. The ‘fuzziness’ of the concept of a world-class university – combined with the impossibility, of measuring academic quality and accomplishment – makes the struggle difficult. Indeed, it might well be that the innovative energies and resources of higher education should be focused on more realistic and useful goals.
Balbachevsky, Elizabeth (2000). From Encirclement to Globalization: Evolving Patterns of Higher Education in Brazil. In Matthew S. McMullen, James E. Mauch, and Bob Donnorummo (Eds.), The Emerging Markets and Higher Education: Development and Sustainability. London: Falmer Press.
Brazilian higher education faces challenges relating to resources, incentives, and issues of governance. At the same time, the country cannot overlook the need to improve precollegiate education, and the production of graduates who have the skills to operative effectively in a globally competitive environment. Among the leading challenges facing higher education is the need to serve as the focal point for the diffusion of technology, and at the same time provide a knowledge base responsive to societal needs, and contributes to welfare.
Barrow, Clyde W., Sylvie Didou-Aupetit, and John Mallea (2003). Globalization, Trade Liberalization, and Higher Education in North America. Dordrecht: Kluwer.
The authors provide a critical perspective on the impact of globalization on higher education in Canada, Mexico, and the United States. The book consists of three case studies focusing on each country and discussing the broad implications of globalization. NAFTA is included in this analysis.
Bloom, Allan (1987). The Closing of the American Mind: How Higher Education Has Failed Democracy and Impoverished the Souls of Today’s Students. New York: Harper Touchstone.
As Saul Bellow describes in the foreword of this text: “The heart of Professor Bloom’s argument is that the university, in a society ruled by public opinion, was to have been an island on intellectual freedom where all views were investigated without restriction. Liberal democracy in its generosity made this possible, but by consenting to play an active or ‘positive’, a participatory role in society, the university has become inundated and saturated with the backflow of society’s ‘problems’. Preoccupied with questions of Health, Sex, Race, War, academics make their reputations and their fortunes and the university has become society’s conceptual warehouse of often harmful influences. Any proposed reforms of liberal education which might bring the university into conflict with the whole of the U.S.A. are unthinkable. Increasingly, the people ‘inside’ are identical in their appetites and motives with the people ‘outside’ the university.”
Bloom, David. E. (2003). Mastering Globalization: From Ideas to Action on Higher Education Reform. In Gilles Breton and Michel Lambert (Eds.), Universities and Globalization: Private Linkages: Public Trust, Paris: UNESCO.
Bloom asserts his belief in the merits of higher education as a vector of development in emerging countries. He maintains that higher education is not a luxury for anyone, even less so for poor countries, and that globalization brings more opportunities than threats. What matters now is putting these views into practice. Bloom cites the example of the Pakistan Higher Education Task Force to illustrate the influence that universities can have on the development of emerging countries.
Bo’bbels-Dreyling, Brigitte (2003). University Financing Alternatives: The German Example. Higher Education in Europe, 28(2), 165-71.
Following the formulation of the “Incentives and Accountability” leitmotiv in Germany, substantial changes have taken place in relation to the financing of higher education. A change of paradigm occurred that involved movement from detailed input-oriented state control to an output-oriented form of global control. Almost all the Landers are working with highly flexible institutional budgets and with indicator-based allocations of funds. A new salary scheme for professors, based on performance criteria has been introduced. In some Lander, contracts between state and universities – which describe the performance expected of the institutions – have been concluded.
Brennan, John, and Tarla Shah (1994). Higher Education Policy in the United Kingdom. In Leo Goedegebuure, Frans Kaiser, Peter Maassen, Lynn Meek, Frans van Vught and Egbert (Eds.), Higher Education Policy: An International Comparative Perspective. Oxford/New York/ Seoul/Tokyo: Pergamon Press.
Brennan and Shah begin with a discussion of the structure of the higher education system, moving onto authority within the system and related policy; they conclude with ‘reflections’ on structure, authority, and higher education policy on institutional governance and management. Brennan and Shah conclude that it is too early to determine whether the introduction of polytechnics into the university system represents academic drift or a redefinition of the university better suited to the needs of mass education, but believes the mere introduction of these polytechnics is remarkable in and of itself.
Breton, Gilles (2003). Higher Education: From Internationalization to Globalization. In Gilles Breton and Michel Lambert (Eds.), Universities and Globalization: Private Linkages, Public Trust. Paris: UNESCO.
Breton questions whether universities can continue to view the academic world on the basis of their current experience and international practices. He thereby shows that although the internationalization of universities must definitely be pursued and reinforced, globalization raises a series of issues that universities will have to face. This involves taking account of the new sociological, economic, political, and ethical issues posed by the relationship between universities in the North and those in emerging countries.
Brint, Steven (2005). Can Public Research Universities Compete? In Carol Colbeck and Roger L. Geiger (Eds.), The Future of Public Research Universities, forthcoming.
Brint discusses the competitive position of public research universities. He develops two ‘business models’ for higher education: one based on low volume/high cost (the private research university model); the other based on high volume/lost cost (the public research university model). He shows that the private model, at its best, generates a higher proportion of future leaders, stronger educational reputations, and leads to the accumulation of more wealth. However, the public model remains viable and successful, principally because it typically generates larger faculties. Convergence between these two models has been caused by the pressures on private universities to increase the size of their students bodies and faculties, as well as by declines in state appropriations for public universities.
Brubacher, John S., and Willis Rudy (1997). Higher Education in Transition: A History of American Colleges and Universities. New Brunswick, NJ: Transaction Publishers.
The authors first wrote this book because they thought a historical perspective was necessary for coping with higher education in the second half of the twentieth century America. They have since released a third edition as higher education expansion slowed at the millennium. The authors conclude with a discussion of the global significance of the American higher education system and its influence on other educational systems.
Calhoun, Craig (2000). The Specificity of American Higher Education. In Ragnvald Kalleberg (Ed.), Comparative Perspectives on Universities. Oslo: Institute for Social Research.
The possibility – and potential pitfalls – of an ‘Americanization’ of European higher education are widely discussed. Calhoun argues that it is important to base comparisons and considerations of possible emulation on a stronger understanding of the specificity of American higher education. He stresses the importance of seeing this as a system with highly differentiated institutions and complex contextual relations. The paper also summarizes dramatic changes that have transformed American higher education in recent years, and others that are beginning to transform it further. This shows the system to be internally dynamic and also influenced by important external conditions (including matters of finance, public policy, and new technology). The U.S. system is only understood if analyses locate specific patterns in relation to these structural transformations. Such specificity should inform future comparative research.
Campion, Mick, and David Freeman (1998). Globalization and Distance Education Mega-Institutions: Mega-Ambivalence. In Jan Currie and Janice Newson (Eds.), Universities and Globalization: Critical Perspectives. Thousand Oaks, CA: Sage Publications.
Campion and Freeman examine mega-universities, showing the progressive possibilities that are inherent in being liberated from time and space – a characteristic that some believe is the distinctive feature of globalism. They imply that the mega-university can be seen as an organizational prototype of globalized higher education institutions. Mega-universities are essentially distance-teaching universities that combine the advantages of globalized communication systems and their supportive technologies with the deskilling and overly controlling aspects of modernist work organizations. They argue that more liberating alternatives could be developed under globalizing conditions.
Carnoy, Martin (1998). The Globalization of Innovation, Nationalist Competition, and the Internationalization of Scientific Training. Competition & Change 3: 237-262.
Carnoy presents a study on the internationalization of scientific training. He pays particular attention to the role of university education in technology transfer and development; the internationalization of higher science and technology education; and the areas prioritized by the Singaporean government for the development of its innovation system. Carnoy argues that whether or not they intend to, states do cooperate even as they are competing to expand their individual economic space. The cooperation occurs through the pervasive movement of science and engineering students and graduates from less innovative economies to more innovative economies and back, generally financed directly or indirectly by public funds.
Cohen, Marjorie Griffin (2000). The World Trade Organization and Post-secondary Education: Implications for the Public System in Australia. Adelaide: Hawke Institute, University of South Australia.
Cohen argues that it would not be possible for an agreement on free trade in higher education to leave the public system intact. Rather, the kinds of measures that will provide market access for private educators will require substantial changes in the ways in which the public system operates.
Cook, Philip J., and Robert H. Frank (1993). The Growing Concentration of Top Students at Elite Schools. In Charles T. Clotfelter and Michael Rothschild (Eds.), Studies of Supply and Demand in Higher Education. Chicago and London: University of Chicago Press.
Cook and Frank consider where the best students go to school. They argue that the concentration of talented students has only increased. However, the influence of ‘elite’ American institutions on society is not as great as those in other countries. If the findings are indicative of a more general concentration of influence among the set of American colleges and universities, this trend would represent a moving away from a system offering a relatively large number of independent avenues to positions of power.
DeAngelis, Richard (1998). The Last Decade of Higher Education Reform in Australia and France: Different Constraints, Differing Choices. In Jan Currie and Janice Newson (Eds.), Universities and Globalization: Critical Perspectives. Thousand Oaks, CA: Sage Publications.
DeAngelis systematizes some of the important factors or variables that distinguish national systems, regions, and individual institutions from each other in terms of their response to globalization. He argues that local traditions; bureaucratic and policy networks; shared knowledge; interest group mobilization; public policy priorities; and policy creativity or ineptitude play into the response to globalizing forces. Not only do such factors shape the particular forms that globalization takes, but they also provide the basis for resistance and countervailing tendencies. He illustrates his argument through a comparison of France and Australia, and shows how they exemplify diversity and resistance to global uniformity and the elimination of the local.
Guri-Rosenblit, Sarah (1999). Restructuring the Boundaries of Israeli Higher Education. Mediterranean Journal of Educational Studies, 4(2), 91-114.
Guri-Rosenblit analyzes the main changes that took place in the Israeli higher education system in recent decades, and accounts for the reconstruction of its external and internal boundaries. She examines the developments characterizing the restructuring of the Israeli higher education from an international comparative outlook, and relates to the following parameters: (a) expansion in size; (b) diversification of higher education institutions; (c) the emergence of new academic fields of study; (d) the upgrade of many professions and occupations to an academic status; (e) the redefinition of graduate degrees; (f) the impact of new information technologies on shaping academic environments; and (g) the influence of globalization and internationalization on the development of national higher education systems.
Kerr, Clark (1994). Higher Education Cannot Escape History: Issues for the Twentieth Century. Albany: SUNY Press.
In this third publication in the series, Clark Kerr draws upon his numerous essays and speeches to outline the conflicts and contradictions that higher education in the United States, as well as abroad, must face in the new century. These include: national versus international issues; equality of treatment versus merit in academic pursuits; tradition versus the challenges of the present and future; and differentiation of function versus homogenization of institutions. The essays outline possible solutions to these dilemmas.
Knight, Jane (2003). Higher Education and Trade Agreements: What are the Policy Implications? In Gilles Breton and Michel Lambert (Eds.), Universities and Globalization: Private Linkages, Public Trust. Paris: UNESCO.
Knight engages in a detailed analysis and synthesis of issues raised by negotiations within the WTO and the GATS, and explains that no matter what universities think or say, they will have to face these issues or have them decided for them by international organizations. The question is highly complex and cannot be reduced to a Manichean debate. She also addresses the issue of insufficient supply of higher education internationally and, in particular, the difficulty (even impossibility) for some poor countries of coming up with a national solution.
Knight, Jane (2002), Trade in Higher Education Services: The Implications of GATS. London: The Observatory on Borderless Higher Education.
Some view GATS as a positive force, accelerating the influx of private and foreign providers of higher education into countries where domestic capacity is inadequate. Others take a more negative view – they appear concerned that liberalization may compromise important elements of quality assurance and permit private and foreign providers to monopolize the best students and most lucrative programs. Many aspects of GATS are open to interpretation, and many nations have yet to fully engage in the process, at least in respect of the potential implications for education. Knight sets out a clear view of the GATS agenda, and considers a wide range of issues that may affect developing and developed countries.
Leite, Denise (2003). Institutional Evaluation, Management Practices and Capitalist Redesign of the University: A Case Study. In Alberto Amaral and Peter Maassen (Ed.), The Higher Education Managerial Revolution? Dordrecht: Kluwer Academic Publishers.
Leite refers to the establishment of institutional evaluation systems in Latin America as a tool for what she calls the capitalist redesign of universities. By capitalist redesign, she means the implementation of institutional strategies internally directed to increased efficiency and effectiveness, and externally directed to the new publics and to the market visibility of the institution. Leite presents a general picture of the 1990 reforms of higher education in Latin America, followed by a more detailed description of the Brazilian situation and a case study of one university to illustrate the use of institutional evaluation as a tool for change.
Marginson, Simon (2005). Dynamics of National and Global Competition in Higher Education. Higher Education [final revision accepted 15 December 2004, in press].
Marginson explores the dynamics of competition in higher education. National competition and global competition are distinct, but feed into each other. Research universities aim to maximize their status, a function of student selectivity plus research performance. At the system-level, competition bifurcates between exclusivist elite institutions that produce highly value positional goods, where demand always exceeds supply and expansion constrained to maximize status; and mass institutions (profit and non-profit) characterized by place-filling and expansion. Intermediate universities are differentiated between these two poles. In global competition, the networked open information environment has facilitated (1) the emergence of a world-wide market of elite US/UK universities; and (2) the rapid development of a commercial market led by UK and Australian universities. Global competition is vectored by research capacity. This is dominated by English-language, especially US universities, contributing to the pattern of asymmetrical resources and one-way global flows. The paper uses Australia as its example of system segmentation and global/national interface. It closes with reflections on a more balanced global distribution of capacity.
Marginson, Simon and Erlenawati Sawir (2005). Interrogating Global Flows in Higher Education. Globalisation, Societies and Education, 3(2), 141-169.
This paper critically reviews the concept of ‘global flows’, beginning with the discussions of flows and networks in Appadurai (1996), Castells (2000), and Held et al (1999). Marginson and Sawir development an analytical framework for analyzing global flows in higher education, and emphasize the need to embed ‘global flows’ in agency and history and to explore global connectedness in terms of situated cases. They then apply that framework to an examination of global ‘scopes’, impacts, transformations, situated ness and relations of power in two research universities, research leaders in their nations but located in contrasting nations: Universitas Indonesia and Australian National University. 
McDaniel, Olaf C. (1996). The Paradigms of Governance in Higher Education Systems. Higher Education Policy, 9(2), 137-158.
The relationship between governments (in their various forms) and higher education institutions has been the subject of much scrutiny and debate. Comparative analysis of different higher education systems has led to general assumptions that U.S. institutions have much greater autonomy than their European counterparts. In this study, the relationship between governments and higher education institutions in 75 countries, states and provinces is compared, using 19 indicators. McDaniel then uses the results to examine whether current views on the differences expected are in fact accurate. The results show no visible homogeneous patterns between the U.S. and West European countries and that the differences between the systems have not been interpreted precisely enough. The article ends with an assessment of the current level of institutional autonomy in the 75 states and countries involved.
Neave, Guy (2001). The European Dimension in Higher Education: An Excursion into the Modern Use of Historical Analogues. In Jeroen Huisman, Peter Maassen, and Guy Neave (Eds.), Higher Education and the Nation State: The International Dimension of Higher Education. Oxford: IAU/Pergamon Press.
Neave offers a historical perspective of higher education in Europe beginning with the first medieval universities. Ties between the state and university are loosening. Neave pays particular attention to the dilemmas involved in the return of the European dimension: dilemmas which involve the costs of international mobility and which may conceivably involve the emergence of two different types of ‘nations’ in Europe: the rich and the poor.
Pawlowski, Krzysztof (2004). Rediscovering Higher Education in Europe. Bucharest, Romania: UNESCO-CEPES.
The experience of the author as the founder of a private Polish university informs this essay on the future of higher education, mainly in Europe, and particularly in Poland. This works considers the American challenges to European higher education, the role of knowledge and research, and the management of universities, among other topics.
Petrella, Riccardo (2003). The Global Knowledge Wall. In Gilles Breton and Michel Lambert (Eds.), Universities and Globalization: Private Linkages, Public Trust. Paris: UNESCO.
Petrella raises several questions. Will the appearance of a knowledge-based society give rise to a ‘knowledge divide’, comparable – through the gap that it generates – to that of the economic society in which we live? Stated otherwise, is globalization a concept aimed at concealing the failures of development policies implemented by the countries of the North in the emerging countries? In the name of knowledge, will a new ‘human divide’ be created under the aegis of universities possessing the ultimate knowledge, or will we opt for a solidarity that makes knowledge freely and widely available? His solution is that universities should engage in a new ‘narrative of the world.’
Readings, Bill (1996). The University in Ruins. Cambridge, MA: Harvard University Press.
Inspired by Marxist tradition, Reading’s purpose is to explain how the university fits into the cash nexus and what should be done about it. He approaches the question from a postmodernist literary perspective, and frames his answer in terms of a postmodernist/critical theory program. Readings posits three stages in the life of the modern university: (1) the University of Reason based on Kantian philosophy; (2) the University of Culture, with the university as the defender of culture of the nation-state; and (3) the techno-bureaucratic model, focused squarely on excellence. In his opinion, ‘excellence’ reduces the university to another economic event in capitalist globalization.
Salmi, Jamil (2003). Constructing Knowledge Societies: New Challenges for Tertiary Education. In Gilles Breton and Michel Lambert (Eds.), Universities and Globalization: Private Linkages, Public Trust. Paris: UNESCO.
Salmi, representing the World Bank, reveals a major reversal of a trend. Having maintained that higher education was not a priority for developing countries and its funding should be confined solely to the beneficiaries of such education, the World Bank now calls into questions its former analyses and places higher education at the very center of its priorities. Moreover, it clearly demonstrates the degree of correlation between higher education and the economic development of emerging countries.
Salmi, Jamil (2001). Tertiary Education in the 21st Century: Challenges and Opportunity. Higher Education Management, 13(2), 5-130.
Salmi examines new challenges characterizing the environment in which higher educational institutions operate and compete. The article explores concrete implications of these challenges in terms of changing institutional forms and new ways of delivering higher education programs, looking at promising trends and experiences in countries and institutions which have taken the lead in introducing reforms and innovations.
Scott, Peter (2005). The Opportunities and Threats of Globalization. In Glen A. Jones, Patricia L. McCarney, and Michael L. Skolnik (Eds.), Creating Knowledge, Strengthening Nations: The Changing Role of Higher Education. Toronto/Buffalo/London: University of Toronto Press.
Scott acknowledges that much of the debate over globalization has focused on its conceptual association with economic liberalism, and argues that many of the greatest challenges and pressures facing the university may be a function of the socio-cultural dimension of this phenomenon. Scott focuses on the implications of the globalization of the right, traditionally characterized by the movement towards market liberalization, the knowledge economy, and mass culture, and the globalization of the left ‘the world-wide movements of resistance to market liberalization and its political and cultural effects’. Scott considers the real challenge to the university to be internal and external pressures associated with the social and cultural aspects of changes.
Smith, Christopher L., and Ronald G. Ehrenberg (2003). Sources and Uses of Annual Giving at Private Research Universities. In F. King Alexander and Ronald G. Ehrenberg (Eds.), Maximizing Revenue in Higher Education. San Francisco: Jossey-Bass.
Smith and Ehrenberg summarize efforts to analyze differences in the levels and shares of annual giving going to different uses at private research universities. Their findings provide further evidence as to why the disparity in wealth between rich and poor universities continues to expand.
Subotzky, George (2005). The Contribution of Higher Education to Reconstructing South African Society: Opportunities, Challenges, and Cautionary Tales. In Glen A. Jones, Patricia L. McCarney, and Michael L. Skolnik (Eds.), Creating Knowledge, Strengthening Nations: The Changing Role of Higher Education. Toronto/Buffalo/London: University of Toronto Press.
Subotzky argues that higher education is to be understood as advancing not only economic growth and entrepreneurialism, but also strategic societal goals of equity and redistributive justice. During the 1990s South African universities were to have played a crucial role in building a new society and in contributing towards the national development priorities of the new democracy. Subotzky contends that this policy position has been constrained by the ‘hegemony of the global, market-oriented, neo-liberal discourse’ and that the dominance of the single market model in South Africa has produced its higher education equivalent – the entrepreneurial university.
Tavenas, Peter (2003). Universities and Globalization: In Search of a New Balance. In Gilles Breton and Michel Lambert (Eds.), Universities and Globalization: Private Linkages, Public Trust. Paris: UNESCO.
Tavenas concludes this edited volume by highlighting six points relating to the impact of globalization on university structures, procedures, and institutional policies: (1) the Internet is radically transforming access to information; (2) globalization and accelerating knowledge production require that universities rapidly increase their delivery of continuing education programs; (3) the main concern of the international academic community should be to fight against the widening of the knowledge gap between developed and emerging nations, so as to prevent the creation of ‘global apartheid’; (4) the issue of funding is extremely complex and does not have a simple solution; (5) competitive approaches to relations between universities are probably more harmful than beneficial, if they are assessed in the light of our traditional values of the free movement of ideas and people; and (6) higher education should not be excluded from all global trade regulation systems, but should be governed by its own specific set of rules.
Tavernier, Karel (2001). The Academic Profession in Two Continents of Belgium. In Jurgen Enders (Ed.), Academic Staff in Europe: Changing Contexts and Conditions. Westport, CT: Greenwood Press.
Tavernier stresses the difficulty of overviewing the Belgian academic profession, its legal embedding, and the way it is perceived by the different stakeholders in light of how differences between the university sector and the non-university sector have developed between the Flemish and French-speaking communities and within each community. Tavernier concludes that a European hierarchization of institutions is developing. Connected to this is the expectation that university income streams will be very different and unequal. Hence, universities will be able to pay very different salaries and performance-linked salary supplements. Also, the trend toward fellowships instead of work contracts for junior staff will continue.
Teixeira, Pedro, Alberto Amaral, and Maria Joao Rosa (2003). Mediating the Economic Pulses: The International Connection in Portuguese Higher Education. Higher Education Quarterly, 57(2), 181-203.
This article discusses the role of international organizations in the definition of priorities for Portuguese higher education policy, and provides a general overview of the outside perceptions of the Portuguese situation as understood by these international organizations. The article pays particular attention to interventions promoting the influence of market mechanisms in the Portuguese higher education system by emphasizing the need for higher education institutions to strive for increased economic responsiveness.
Tomusk, Voledmar (2004). The Open Work and Closed Societies: Essays on Higher Education Policies ‘in Transition'. New York: Palgrave Macmillan.
This book brings together a selection of papers on East European higher education reforms. The first section looks at some of the radical ideas that have shaped East European higher education in the past, and those that are likely to do so in the future, paying particular attention to the ‘Marxist utopia’ and the ‘techno-romantic utopia’. The second part of the book presents three national cases (Romania, Estonia, and Russia). The following section looks into various forms of markets that have been moving into East European higher education, and then discusses reforms in the context of Burton Clark’s classic triangle model. The book then moves onto the issue of quality, the reproduction of elites in East European higher education, and discusses the tension between creating internationally recognized academics capable of producing locally relevant research. The final chapter concludes that after an unsuccessful attempt to restore the Humboldtian model on a massive scale and the realization that current Westernization projects do not meet East European expectations, the systems are increasingly returning to their recent past, reinterpreting it in romantic terms. Thus, higher education systems largely lack positive policy agendas and are drifting against the current of change.
Washburn, Jennifer (2005). University Inc.: The Corporate Corruption of Higher Education. New York: Basic Books.
Washburn warns that higher education institutions are being colonized by a market ideology that is fundamentally at odds with the university’s core academic values. Washburn paints a picture of universities converting professors into ‘content providers’ and students into ‘consumers’, scientists neglecting the long-term interests of their field in favor of short-term personal gain, and professors being paid by drug manufacturers and doling out lavish endorsements for new medicines.
Bok, Derek (1986). Higher Learning. Cambridge, MA: Harvard University Press.
Bok examines how universities evolve in response to opportunities and needs in the outside world. He points out that higher education institutions are driven to a certain extent by rivalry, but that the nature of rivalry among higher education institutions is highly unique and complex. Bok pays particular attention to various changes in higher education: the increasing use of advanced technology in teaching, the effort to develop better ways of preparing students for public service, and the growing interest in mid-career education for practitioners in many different professions.
Zemsky, Robert and James J. Duderstadt (2004). Reinventing the Research University: An American Perspective. In Luc Weber and James Duderstadt (Eds.), Reinventing the Research University. Paris: Economica.
 
Zemsky and Duderstadt consider the importance of diminishing public appropriations, changing student demands, the politics of diversity, the push and pull of technology, the changing nature of research and the dominance of markets on individual universities. They highlight ‘warning signs’ by which observers can identify fundamental changes already underway at American universities: unbridled competition, commercialization, a shift from higher education as a public good to a private benefit, and a loss of public purpose. Zemsky and Duderstadt see three possibilities for the future of research universities:  unbridled competition between American and European institutions; an era of cooperation in which expertise is pooled and pursuit of competitive advantage disavowed; and competition mediated by cooperation.
Feller, Irwin (1999). The American University System as a Performer of Basic and Applied Research. In Lewis M. Branscomb, Fumio Kodama, and Richard Florida (Eds.), University-Industry Linkages in Japan and the United States. Cambridge, MA: The MIT Press.
Feller considers the relationship between four characteristic features of the American university system (decentralization, competition, regionalism, and the coupling of research and graduate education) and processes of technological innovation. Feller believes that these four features merge in the production of geographical ubiquity, functional comprehensiveness, and flexibility in interorganizational relationships. Feller concludes with two questions: 1) how applicable are U.S. policies internationally; and 2) how stable is the equilibrium between U.S. universities and technological innovation? In response to these questions, Feller believes 1) that U.S. policies may not be terribly relevant to other countries; and 2) that the U.S. process of technological innovation lives in a constant state of flux.
Negishi, Masamitsu and Yuan Sun (1999). Trends in Scientific Publications in Japan and the United States. In Lewis M. Branscomb, Fumio Kodama, and Richard Florida (Eds.), University-Industry Linkages in Japan and the United States. Cambridge, MA: The MIT Press.
Negishi and Sun summarize the results of a search of the major abstracting databases to collect statistics on the numbers of papers by countries, years and fields. Their analysis is based on four databases: 1) INSPEC, compiled by the Institution of Electrical Engineers, UK; 2) CA, compiled by the Chemical Abstracts Service; 3) COMPENDEX, compiled by Engineering Information, U.S.; and 4) EMBASE, relating to medical papers and compiled by Elsevier Science Publishers, The Netherlands. The authors find that Japan ranks second to the U.S. in terms of the number of papers registered in science databases worldwide. They suspect that the science databases do not present a complete picture of scholarship in Japan because many papers are written in Japanese for domestic readers. The authors foresee Japanese scholars writing more papers in international languages.
Graham, Hugh Davis and Nancy Diamond (1997). The Rise of American Research Universities: Elites and Challengers in the Postwar Era. Baltimore, MD: John Hopkins University Press.
Graham and Diamond argue that ‘new’ American research universities did emerge from the competitive post-World War Two scramble to the hegemony of traditional elites. Their observations on the source of advantage to universities include the following: 1) the magnitude of the advantage that private universities derived during that period as a result of their affluence, traditions, and entrepreneurial freedom from the constraints imposed by legislatures and public bureaucracies; 2) the benefit of having a medical school on campus; and 3) the search for emerging new elites.
Bowen, William G., Martin A. Kurzweil, and Eugene M. Tobin (2005). Equity and Excellence in American Higher Education. Charlottesville: University of Virginia Press.
This book is divided into two parts: the first considers where American higher education is and has been with respect to equity and excellence; the second considers where American higher education is headed by examining the major policy issues that present themselves to both educational institutions and policy makers at the state and federal levels. While the authors find that American higher education does well when evaluated on the grounds of ‘excellence’, they are less optimistic about success regarding society’s equity objective. Bowen, Kurzweil and Tobin do not advocate for systemic reform but do see value in steady infusions of dollars and talent for continued success at the undergraduate and professional levels.
Cox, Ana Marie (2003). None of Your Business: The Rise of the University of Phoenix and For-Profit Education and Why It Will Fail Us All. In Benjamin Johnson, Patrick Kavanagh, and Kevin Mattson (Eds.), Steal This University: The Rise of the Corporate University and the Academic Labor Market. New York/London: Routledge.
Cox describes the ascent of the Apollo Group’s University of Phoenix, and then addresses the emergence of the for-profit ethos in traditional academic institutions. Cox believes that this profit-orientation will unwittingly fail students in both a moral and fiduciary sense. Cox foresees American higher education being split in two – with expensive, elite private schools (and a handful of ‘public ivies’) on one hand and resource-scarce public institutions on the other side. These resource-scarce schools will be forced to compete against the elite institutions and will either destroy themselves in the process or will adopt for-profit tactics. Cox advocates for changes to higher education policy prioritizing the cultivation of well-rounding, thoughtful citizens in universities rather than short-term financial gain.
Lauter, Paul (1995). “Political Correctness” and the Attack on American Colleges. In Michael Bérubé and Cary Nelson (Eds.), Higher Education Under Fire: Politics, Economics, and the Crisis of the Humanities. New York: Routledge.
Lauter believes that charges of ‘political correctness’ on college campuses in the mid-1990s amounted to little more than a smokescreen designed to discredit higher education. Hiding behind this dialogue, Lauter asserts that conservatives have cut university budgets, downsized universities, and restricted access to higher education. Generally, Lauter sees a sea change in the structure and function of higher education. Lauter paints the picture of the ‘crisis’ in the university as an opportunity to redefine a college education and the appropriate space for the university in society.
Brodhead, Richard H. (2004). The Good of This Place: Values and Challenges in College Education. New Haven: Yale University Press.
This book is a collection of writings produced while Brodhead was Dean of Yale College. The first section focuses how undergraduates can get the most from their undergraduate education. Later sections focus on familiar challenges of the modern university – ranging from free speech to diversity issues to questions of constructing a coherent curriculum.
Frank, David John, Evan Schofer, and John Charles Torres (1994). Rethining History: Change in the University Curriculum, 1910-90. Sociology of Education, 67, 231-42.
On the basis of descriptions in the course catalogs of 24 public universities from 1910 to 1990, this article describes several transformations in the university history curriculum and argues that they reflect the ongoing rationalization and institutionalization of nation-states and citizens. The remarkably consistent trends in the history curriculum are (1) the dramatic long-term expansion of the coverage of geographic areas, (2) the small long-term contraction in the coverage of periods, and (3) the striking and recent expansion in the coverage of subgroups.
Coronil, Fernando (2004). Mundane Heresies from a Not So-Sacred Place. In David William Cohen, and Michael D. Kennedy (Eds.), Responsibility in Crisis: Knowledge Politics and Global Publics. Ann Arbor: University of Michigan University Library, Scholarly Publishing Office.
Coronil questions the U.S. presumption he finds embedded in the position paper that preceded the seminar on the Responsibility in Crisis. First, rather than being apart from society, the university’s sacred in the context of the societal transformations in which it is located. To remain sacred, he argues, the university works to conceal those connections; to understand how this sacred works, we most look more closely at the ways in which the university is embedded in the mundane, and in history. The global ambition of the North American university is associated with the increasing concentration of knowledge production to its advantage; this inequality is magnified by the presumption in the position paper’s title. Invoking the paper’s invitation of heresy, Coronil asks whether the way in which the North American university might globalize could reflect a democratization of knowledge production itself, apparent by undermining its own worldly privilege.
Woo-Cummings (2004). Comments on “Sacred Spaces and Heretical Knowledge: National Universities and Global Publics: A Position Paper”. In Cohen, David William, and Michael D. Kennedy (Eds.), Responsibility in Crisis: Knowledge Politics and Global Publics. Ann Arbor: University of Michigan University Library, Scholarly Publishing Office.
Woo-Cummings provides comments on the position paper that preceded the seminar Responsibility in Crisis. Woo-Cummings recognizes threats to the university’s sacred space, but in the end is comparatively optimistic about the university’s enduring openness and freedom in an age of belligerence. She notes that openness is rooted in the very tradition of the U.S. university, and is admired worldwide despite growing anti-Americanism. For her, this anti-Americanism is rooted less in American power or privilege but in the unilateralism and problematic neoliberalism of its government policy, which is itself an artifact of those who rule.
Altbach, Philip G. (2003). African Higher Education and the World. In Damtew Teferra and Philip G. Altbach (Eds.), African Higher Education: An International Reference Handbook. Bloomington, IN: Indiana University Press.
Perhaps more than any other part of the world, African universities are dependent on international academic policies and practices and follow curricular and other patterns from abroad.  The origins of African higher education stem mostly from colonial powers and continues to be shaped by external influences, especially with the influence of globalization.  Altbach explores the complex set of relationships that links African higher education to the outside world.
Amonoo-Neizer, Eugene H. (1998). Universities in Africa—The Need for Adaptation, Transformation, Reformation and Revitalization. Higher Education Policy, 11(4), 301-309.
Most African Universities were established to produce personnel to man mainly government ministries, prior to independence or soon thereafter. Initially European models transplanted to Africa and  thus alien to the social structure, African Universities have nevertheless accomplished a lot in achieving their initial objectives and overcoming some of the problems associated with colonialisation. However, this article argues that, as the end of the twentieth century approaches, these Universities must undergo a process of adaptation from their European heritage and reform themselves.
Abdi, Ali A. (2006). Culture of Education, Social Development, and Globalization: Historical and Current Analyses of Africa. In Ali Abdi, Korbla Puplampu and George Sefa Dei  (Eds.), African Education and Globalization: Critical Perspectives. New York: Lexington Books, 13-31.
Abdi starts with a concise historical focus on education in post-colonial Africa, followed by the impact of colonialism and the learning problems of the postcolonial space.  The definitional as well as the analytical frameworks of education discussed here would conform to both formal and informal education, even if one realizes that pre-colonial learning programs were mostly informal systems and postcolonial education is both formal and informal.  Abdi then looks at the current situation of education amidst globalization. Abdi discusses the possibilities to re-culture African education for the meaningful and long-term social development of the continent's marginalized population.
Kraak, Andre (2000). Changing Modes: New Knowledge Production and its Implications for Higher Education in South Africa. Pretoria: Human Science Research Council.
Kraak examines the influence of a body of international literature on the development of post-apartheid policies in higher education and training and in science and technology. Known as the "Mode Two" knowledge debate, it refers to the emergence of a new mode of knowledge production. This new approach has its origins in the synergy and cross-fertilization taking place in the interstices between established disciplines, and in the interaction of higher education scientists with other knowledge practitioners from government and business. Kraak outlines the debates that these changes have triggered, chief among these being whether they privilege research at the expense of teaching, and whether they will lead to the greater commercialization of knowledge production in South African higher education institutions.
Leney, Katya (2003). Decolonisation, Independence, and the Politics of Higher Education in West Africa. Lewiston, NY: E. Mellen Press.
Recently declassified documents and new interviews with academics and politicians shed light on the early history of the colonial universities in Ghana and Senegal. British and French policy seeking to mold African elites is shown to have been subverted by the rising generation of African intellectuals who fought to access the best education and use their education to legitimize their claims for national independence. With extensive comparative treatment of Francophone material not addressed elsewhere, Leney also details African student experiences in the European capitals, the influence of metropolitan anti-communist policy on African higher education, and perhaps most centrally, the influence of the struggle for higher education on the culture of political dissent in West Africa.
Mazrui, Alamin (2000). The World Bank, the Language Question and the Future of African Education. In Silvia Federici, George Caffentzis, and Ouessina Alidou (Eds.), A Thousand Flowers: Social Struggles against Structural Adjustment in African Universities, Trenton, NJ: Africa World Press, Inc., 43-60.
Mazrui is concerned with the question of language as the medium of instruction in African education and the World Bank's position on this matter.  Colonial education marginalized African languages in favor if Euro-languages, prompting two types of responses - a functionalist response that stresses inevitability and usefulness of English and the nationalist response, which advocates a return to native languages. Mazrui examines the role the World Bank plays in encouraging, however subtly, school instruction in English.
Teferra, Damtew and Philip G. Altbach (2003). Trends and Perspectives in African Higher Education. In Damtew Teferra and Philip Altbach (Eds.), African Higher Education: An International Reference Handbook, Bloomington, IN: Indiana University Press, 3-14.
This introductory chapter to the authors' edited volume generally discusses the challenges facing African higher education in the new millennium. Universities are recognized as keys to development and modernization, and demand for access has grown tremendously.  Nevertheless, African universities remain underfunded and the least developed region in terms of higher education. The authors are not optimistic about the future of African universities, given the difficult circumstances under which they operate.  This chapter explores issues of access, funding, gender, academic freedom, and the brain drain.
Teferra, Damtew (2003). The Language Predicament in African Universities. In Damtew Teferra and Philip Altbach (Eds.), African Higher Education: An International Reference Handbook. Bloomington, IN: Indiana University Press, 111-116.
The continued use of Western languages as the medium for instruction at African institutions of higher education is both a remnant of colonialism and an effect of the current forces of globalization. Teferra argues that a multitude of factors, external and internal, local and national, regional and global, constantly pose challenges to African higher education.  Teferra examines the use of Western languages as a subtle but subversive contributor to the undermining of quality in African universities.  Language barriers prevent communication and denigrates native languages.  While Western languages cannot be ignored in the current global world, Teferra champions a two-pronged initiative based on an understanding of Western languages and a recognition of the importance of native languages as well.
Sawyerr, Akilagpa (1994). Ghana: Relations between Government and Universities. In Guy Neave and Frans van Vught (Eds.), Government and Higher Education Relationships Across Three Continents. New York: IAU Press, 22-53.
The relationship between government and the institutions of higher learning in any society reflects the variety of historical, political, and cultural factors that have formed the character of that society.  A careful study of government-university relations therefore requires some appreciation of a society's history.  Sawyerr analyzes this relationship within the Ghanaian context throughout its history.  Inheriting an English model of higher education, Ghana's university became a vital part of the national project of self-development and, in turn, constitute a major source of ideas on all matters of national concern.  Difficulties have arisen in the attempt to keep the universities autonomous from the government.
Sayed, Yusuf (2000). The Governance of the South African Higher Education System: Balancing State Control and State Supervision in Co-operative Governance? International Journal of Educational Development, 20(6), 475-489.Sayed explores the model of educational governance accepted by the South African Ministry of Education as the basis for managing and transforming the inherited system of higher education. Specifically, Sayed considers the philosophy of "co-operative governance" and the governance recommendations of the 1996 National Commission for Higher Education (NCHE) Report and the 1997 Higher Education Act (HEA). These documents are examined in relation to state control and state supervision models of higher education governance.
Ping, C. J. and Crowley, B. (1997). Educational Ideologies and National Development Needs: The African University in Namibia. Higher Education, 33(4), 381–395.
Although a new institution, the University of Namibia is facing the same problems of curriculum, funding, and access which hinder academic effectiveness elsewhere.  Based on their experience and previous research, the authors outline a process for facilitating the government and academic leadership so crucial to evolving a responsive university. They discern that success for higher education in the Namibian context will require merging the roles of the University and the Polytechnic and transcending imported models to develop an institution responsive to Namibian needs.
Ndulu, Benno. (2004). Human Capital Flight: Stratification, Globalization, and the Challenges to Tertiary Education in Africa. Journal of Higher Education in Africa, 2 (1), 57-91.
Development efforts in Africa are greatly hampered by the flight of both financial capital and by human capital (brain drain). The historic “push” factors of economic and demographic pressures are currently intensified by globalization, movement toward a knowledge-based economy, and global demographic trends. Given that a continuation of fast-paced loss of the African talent is likely to continue for some time, Ndulu urges the adoption of strategies to enhance the capacity of African nations for training, retaining skilled manpower, and reversing some brain drain. Tertiary education institutions are evolving to fill the quantity and quality deficiencies in the region, including the emergence of global education, new global knowledge-sharing mechanisms, information technology, networking, and parallel systems such as independent certification and knowledge intermediaries.
Ntshoe, Isaac M. (2003). The Political Economy of Access and Equitable Allocation of Resources to Higher Education. International Journal of Educational Development, 23(4), 381-398.
Accelerated expansion of and increased access to higher education (HE) have been widely supported as a response to the social, political and economic imperatives in many countries. Ntshoe examines demands to accelerate expansion of and increase access to higher education for blacks and to make the higher education sector competitive, cost-effective and efficient in the changing conditions in post-apartheid South Africa. It argues that the increased access to higher education have not significantly improved the achievement of social equity, social justice and social development because of the external influence of global competitiveness. It argues further that the current policy of institutional mergers and incorporations is driven by demands to make the higher education sector efficient and does not seem to sufficiently address historical inequities in higher education.
Mwiria, Kilemi (2003). University Governance and University-State Relations.  In Damtew Teferra and Philip Altbach (Eds.), African Higher Education: An International Reference Handbook. Bloomington, IN: Indiana University Press, 32-43.
Drawing on examples mainly from Anglophone Africa, Mwiria analyzes both the internal governing structures within African universities as well as their relationship with wider society, mainly national governments.  Mwiria discusses issues arising from the founding of African universities (i.e. since they are modeled on European universities, do they represent foreign imposition?) and from the strong hand of governments in university governance, compromising stability and academic freedom.  Mwiria offers some general solutions.
Mazrui, Ali A. (1992). Towards Diagnosing and Treating Cultural Dependency: The Case of the African University. International Journal of Educational Development, 12(2), 95-111.
Mazrui examines the nature, extent and impact of the dependency of African universities in the light of a theoretical framework relating to the functions of culture. Ways of decolonizing the African university are articulated with reference to the three ‘therapies’ of domestication, diversification and counter-penetration.
Bawa, Ahmed C. (2001). A Social Contract Between The Public Higher Education Sector And The People Of South Africa. South African Journal of Education, 15(3), 10-16.
For all the diverse elements and values of the South African Higher Education system, its historic mission and the role that it plays in society were defined for it in the previous era. However, the author argues that this existential crisis stems only partially from its Apartheid past. Its intellectual and organizational shape stems also from its place on the edge of the global academic metropole from which it attempts to draw its academic legitimacy. That metropole itself is currently shaken by large transformatory processes heralded by the burgeoning role of knowledge and information in the production processes of modern societies. This new epoch is characterized by a tremendous distribution of knowledge generation and dissemination activities in society thus undermining the hegemony of the 'modern university' in these enterprises.
Brock-Utne, Birgit (1996). Globalisation of Learning—The Role of the Universities in the South: With a Special Look at Sub-Saharan Africa. International Journal of Educational Development, 16(4), 335-346The first part of the paper discusses the uneven distribution of resources to higher education between the North and South. It then takes up the attitude of the World Bank towards university education in the South, analyzing several World Bank publications. It also discusses the likely effects for the university sector in the South, especially in Africa. The linkage phenomenon between universities in the North and the South is discussed. The following question is raised: Is it at all possible to establish a North South cooperation in the university sector of an empowering kind? Negative as well as positive examples are given. The link that is really missing is the link between the elites in the country and the people, the link between indigenous knowledge and the imported academic knowledge. Brock-Utne argues for a transformation of the universities of the South to include local knowledge.
Brock-Utne, Birgit (1999). African Universities and the African Heritage. International Review of Education/Internationale Zeitschrift für Erziehungswissenschaft/Revue internationale l'éducation, 45(1), 87-104
Brock-Utne deals with the role of the universities in Africa and the challenges for educators who want to root African education in African traditions. After a brief look at pre- colonial and colonial education the article goes on to describe the situation after independence and especially the effects on higher education of a concentration of resources on basic education with examples taken mostly from Tanzania.
Altbach, Philip G. (1998) Comparative Higher Education: Knowledge, the University, and Development. Greenwich, CT: Ablex Publishing Corp.With higher education becoming increasingly international, the issues that affect universities in one country are important globally.  Altbach explores many of the most important implications of the globalization of higher education, including the links among universities, the impact of the Western higher education idea on universities throughout the world, and especially the current importance of American ideas worldwide.  Altbach introduces an analysis of higher education in Asia as well as case studies of Pacific Rim nations to discuss higher education development in newly industrializing countries.
Altbach, Philip G. (1989). Twisted Roots: The Western Impact on Asian Higher Education. Higher Education, 18(1), 9-29.Altbach investigates the long historical and contemporary impact of Western academic models, practices and orientations on Asian universities in such countries as India, Malaysia, Indonesia and Singapore that shaped the nature of the higher education systems in these countries. The Japanese colonial impact in Korea and Taiwan is also a significant variation on the colonial theme. Several Asian countries, including Thailand, Japan and China were not formally colonized, but the mixture of influence on the academic institutions that has developed in these countries reflects considerable Western influence. Contemporary factors such as the international knowledge system, the numbers of students studying in Western nations and patterns of scientific interaction also have a major impact on the growth of universities in Asia.
Ziguras, Christopher (2001). Educational Technology in Transnational Higher Education in South East Asia: The Cultural Politics of Flexible Learning. Educational Technology & Society, 4(4), 8-18.
Ziguras examines the appropriateness of using educational technologies to increase the flexibility of learning in transnational higher education in South East Asia. He considers the argument that while interactive educational technologies may be appropriate in countries in which self-directed study and student autonomy are emphasized, the same uses of technology may not be as appropriate in South East Asian countries in which education has traditionally been more tightly structured and teacher-directed. Ziguras examines government policies toward the use of educational technologies in higher education in Singapore, Malaysia and Vietnam, and considers the experiences of five transnational institutions in these countries. He concludes that transnational educators are inevitably caught up in tensions between global modernizing trends and local traditional practices.
Zweig, David, Changgui Chen, and Stanley Rosen (2004). Globalization and Transnational Human Capital: Overseas and Returnee Scholars to China. The China Quarterly, 179, 735-757.
As societies internationalize, the demand for, and the value of, various goods and services increase. Individuals who possess new ideas, technologies and information that abets globalization become imbued with “transnational human capital,” making them more valuable to these societies. The authors look at this issue from five perspectives. First, they show that China's education and employment system is now highly internationalized. Secondly, since even Chinese scholars sent by the government rely heavily on foreign funds to complete their studies, China is benefiting from foreign capital invested in the cohort of returnees. Thirdly, they show that foreign PhDs are worth more than domestic PhDs in terms of perception, technology transfer, and in their ability to bring benefits to their universities. Finally, returnees in high tech zones, compared to people in the zones who had not been overseas, were more likely to be importing technology and capital, to feel that their skills were in great demand within society, and to be using that technology to target the domestic market.
Yang, Gan (2004). The Chinese Idea of Universities and the Beida Reform. Chinese Education and Society, 37(6), 85-97.Yang explores whether the direction of the reform at Beijing University and other universities will result in the loss of the independence and self-determination of Chinese universities in terms of ideological academics and educational research. This paper also considers whether reforms will result conversely in voluntary and conscious efforts to change Beijing University and other universities into "dependent fiefdoms" of Western universities.
Wu, Wen-hsing, Shun-fen Chen, and Chen-tsou Wu (1989). The Development of Higher Education in Taiwan. In Philip Altbach and Viswanathan Selvaratnam (Eds.), From Dependence to Autonomy: The Development of Asian Universities. Boston: Kluwer Academic Publishing, 257-276.
Taiwan was ruled by Japan for fifty one years before the end of World War II.  The island's higher education was established during that period, mainly to support Japan's policies of colonization and expansion.  When Taiwan was restored by Japan in 1945, the Japanese system of education was replaced by that of modern China, which followed the American prototype after 1922.  American impact on the island's higher education has been substantial since then. However, there are some unique features in Taiwan's higher education, such as centralized administration and college entrance examinations.
Gonzalez, Andrew (1989). The Western Impact on Philippine Higher Education. In Philip Altbach and Viswanathan Selvaratnam (Eds.), From Dependence to Autonomy: The Development of Asian Universities. Boston: Kluwer Academic Publishing, 117-141.
Gonzalez outlines the history of higher education in the Philippines during the American period of colonization (1898-1946). The process was one of adaptation of American structures to local conditions reslting in both positive transfer and negative resistance.  In the current period (1946-present), the system has resulted in a laissez-faire overexpansion of the private and more recently the publich sector, leading to a crisis of quality and a mismatch between societal needs and graduates' qualifications. The aftermath of this continuing overproduction of graduates in some fields and the underproduction in other fields (especially scicence and advanced technology) is an exodus of educated overseas workers and the underdevelopment of science and technology at advanced levels.  New developments for the system indicate a restructuring of financing for private higher education as a result of a more liberal interpretation of the Constitutional clause on separation of Church and State and a quest for quality through an incentive system for accreditation and research.
Gonzalez, Andrew (1994) Philippines: The Anatomy of Government-Higher Education Relationship. In Guy Neave and Frans van Vught (Eds.), Government and Higher Education Relationships Across Three Continents. New York: IAU Press, 128-149.
Gonzalez describes the structure of the relationship between the Philippine government and higher education system. He argues that this structure is one of state control in private institutions. Curiously, state control is greatest in institutions that the state does not pay for. In state colleges and universities, there is autonomy, following the American model. Thus, overall the Philippines are characterized by a dual model system. 
Green, Andy (1999). Education and Globalization in Europe and East Asia: Convergent and Divergent Trends. Journal of Education Policy, 14(1), 55-71.Education researchers have only recently begun to assess the implications of globalization theory for their work. Green examines the claims that globalization will lead to increasing convergence in education and training systems through an analysis of key areas of reform in a range of European and Asian states. The analysis highlights the common contextual factors that are shaping policy-making and suggests that whilst there is considerable convergence at the level of policy rhetoric and general policy objectives, there is less evidence of any systematic convergence at the level of structures and processes in different countries. National education systems, though more international, are far from disappearing.
Habu, Toshie (2000). The Irony of Globalization: The Experience of Japanese Women in British Higher Education. Higher Education, 39(1), 43-66.Habu uses Informal interviews and ethnographic research to identify motivations and experiences of 25 Japanese women studying in Britain. Habu finds motivations and experiences were influenced by forces of globalization including economic, cultural, and intellectual factors and suggests that the mutual educational advantages of cross cultural contact are undermined by a reductive, narrowly economic view of foreign students.
Hartnett, Richard A. (1998). The Saga of Chinese Higher Education from the Tongzhi Restoration to Tiananmen Square: Revolution and Reform. Lewiston, NY: Edwin Mellen Press.Hartnett traces the oscillations between external and internal influence and between continuity and disjuncture in Chinese higher education. His analysis begins with the filtered appropriations from western technology and science in the middle of the 19th century, and contines to include the borrowing from America and Europe during the Deng Xiaoping era. He denounces the common error of seeing China as nothing but a recipient and respondent to external forces, and describes the continuous tension between the egalitarian and hierarchical traditions, the ideal of altruistic learning, the role of collegial authority, the union of the mental and manual, and other indigenous features.
Hayhoe, Ruth (1989). China's Universities and Western Academic Models. In Philip Altbach and Viswanathan Selvaratnam (Eds.), From Dependence to Autonomy: The Development of Asian Universities. Boston: Kluwer Academic Publishing, 25-61.
China's Cultural Revolution began in the universities where Mao was able to gain strong support for his vision of radical societal transformation by a focus on two issues: the need to uproot persisting traditional values and patterns (the "four olds"), and a call to "shatter the shackles of all foreign dogmas."  Hayhoe summarizes the main characteristics of China's traditional scholarly institutions, and then considers the western academic models introduced by foreign missionaries, those selected and implemented by Chinese modernizers, and the Soviet academic model adopted by Chinese Communist leaders in the fifties. The historical lessons drawn from this overview provide a context for some critical reflection on the ways in which western academic models are once again affecting reforms underway in Chinese higher education since 1978.
Huang, Futao (2003). Policy and Practice of the Internationalization of Higher Education in China. Journal of Studies in International Education, 7(3), 225-240.The internationalization of higher education in China has experienced a change from activities concerning traditional outflows of international scholars, faculty members, and students before 1992 to those relating to trans-national higher education and internationalization of curricula. This change has been directly motivated by the open-door policy, economic reforms and challenges from globalization and worldwide competition, and efforts to realize massification of higher education since 1978. During the process, academic patterns from Europe, Asia, and the Pacific region as well as from America have significantly affected Chinese higher education. Internationalization has never been a one-way process; rather it comprises attempts to realize mutual communication or exchange, largely oriented and regulated by the government. The problem of increasing outflow of personnel abroad, the "brain drain," as well as the ability to benefit from transnational education while also maintaining a national character remain key issues for the future.
Basu, Aparna (1989). Indian Higher Education: Colonialism and Beyond. In Philip Altbach and Viswanathan Selvaratnam (Eds.), From Dependence to Autonomy: The Development of Asian Universities. Boston: Kluwer Academic Publishing, 167-186.
Indian higher education as it developed in the 19th century was not surpirisingly influenced by British models.  Not only was India under British rule, but from 1835 onwards, Government policy was to support the spread of knowledge of Western arts and science through the medium of the English language.  Also, when university reforms were undertaken, the models sought to be emulated were always British.  What officials in Delhi, Calcutta or London formulated, however, could not always be implemented and British models could not be replicated because conditions in India were so different.  As a result, Indian higher education developed certian peculiar features of its own.  Even after Independence, many features of colonial education and the tendency to look ot the West for models still persists, though it is now more the U.S. than Britain.  While such dependency is probably inevitable given the technological and economic superiority of the West, it makes Indian academics imitative and dampens originality.
Kai, Jiang (2005).The Centre–Periphery Model and Cross-National Educational Transfer: The Influence of the US on Teaching Reform in China's Universities, Asia Pacific Journal of Education, 25(2), 227 - 239.Kai examines the center–periphery concept by focusing on the impact of educational transfer from the US to China on teaching reform in China's higher education institutions from the early 1980s to the present. As the scale and scope of the Sino–US exchange expanded, the impact on China deepened. This was especially evident in the transformation of teaching ideas, curricula, teaching methods, and administrative systems. Chinese scholars returning from the US bring with them not only knowledge but also American academic models. While the American experience was one of the most important forces advancing teaching reform in China's higher education institutions, it primarily existed as a kind of external cause rather than a fundamental impetus. Kai argues that peripheral countries, even gigantic peripheral ones, should only import educational experiences from the central countries selectively, and not copy those models blindly.
Selvaratnam, Viswanathan (1989). Change amidst Continuity: University Development in Malaysia. In Philip Altbach and Viswanathan Selvaratnam (Eds.), From Dependence to Autonomy: The Development of Asian Universities. Boston: Kluwer Academic Publishing, 187-205.
Higher education in Malaysia was implanted by the British during the colonial period and had much in common with other colonial universities.  Since Independence in 1957, Malaysia has grappled with the problems of developing a university system designated to meet national needs.  The number of universities was expanded, the language of instruction changed from English to Bahasa Malaysia and programs favoring the indigenous population, the bumiputras have been instituted.  However, the basic academic models remains unaltered, and the Malaysian universities continue to struggle with their role as national institutions on the one hand and as part of a world system on the other.
Watson, Keith (1989). Looking West and East: Thailand's Academic Development. In Philip Altbach and Viswanthan Selvaratnam (Eds.), From Dependence to Autonomy: The Development of Asian Universities. Boston: Kluwer Academic Publishing, 63-95.
Of all the countries of South East Asia, Thaliand maintained its independence from colonial rule by astutely playing off the different colonial powers.  Nevertheless, its rulers were strongly influenced by Western ideas which were modified to suit Thai culture.  In much the same way the Thai leaders used, adapted, and modified Western university models to develop their own system of higher education. Until the second World War, French and English patterns were closely adhered to. Following the war, North American influence became particularly strong.  During the 1970s and 1980s, the British Open University, a distance learning university, was used as a model for future developments.  All these were models, however; they were not transplants. As a result, Thailand has developed an unusual blend of traditional and modern approaches to its provision of higher education without seriously compromising its cultural values, and some of the country's solutions are particularly novel.  This chapter discusses what can be learned from the Thai example.
Gopinathan, Saravanan (1989). University Education in Singapore: The Making of a National University. In Philip Altbach and Viswanthan Selvaratnam (Eds.), From Dependence to Autonomy: The Development of Asian Universities. Boston: Kluwer Academic Publishing, 207-224.
Gopinathan provides an analytical account of the transformation of Singapore tertiary education system in the post-colonial period. Using a socio-political perspective focusing upon the governing of elite's need to harness the university sector for its development ideology, the paper traces the manner in which the privately-funded, Chinese-medium Nanyang University and the state-supported, English-medium University of Singapore both underwent transformation in the crucial areas of academic freedom, university autonomy, and governance.  Language, cultural and educational differences are shown to narrow in line with socio-economic transformations leading to the eventual dominance of the English-medium institution. It is argued further that in the transformation the university lost essential western-model characteristics.
Law, Wing-Wah (1997). The Accommodation and Resistance to the Decolonisation, Neocolonisation and Recolonisation of Higher Education in Hong Kong. Comparative Education, 33(2), 187-210.On July 1, 1997, sovereignty over Hong Kong was returned to the People's Republic of China (PRC). Law identifies the impact of such a political transition on the Hong Kong higher education system during the transitional period between 1982 and 1997. The struggles among the departing and incoming sovereign powers and local groups are also examined. Law argues that, during this period, three related colonial transition processes -decolonization, neocolonization and recolonisation-co-existed in Hong Kong higher education within the framework of 'one country, two systems'. These processes can be seen as resistant to each other. 
Rizvi, Fazal (2005). Rethinking “Brain Drain” in the Era of Globalisation. Asia Pacific Journal of Education, 25(2), 175 - 192.
Rizvi discusses a range of issues concerning the idea of “brain drain” within the context of recent thinking on transnational mobility. Rizvi argues that the traditional analyses of brain drain are not sufficient, and that we can usefully approach the topic from a postcolonial perspective concerned with issues of identity, national affiliations, and deterritorialisation of cultures. Based on interviews conducted with international students from India and China in Australian and American universities, Rizvi analyzes the ways in which student subjectivities and career aspirations relate to the dilemmas of globalization: the opportunities provided by the new knowledge economy and global labor markets on the one hand, and the perceptions of national and community loyalties on the other.
Lee, Sungho (1989). The Emergence of the Modern University in Korea. In Philip Altbach and Viswanthan Selvaratnam (Eds.), From Dependence to Autonomy: The Development of Asian Universities. Boston: Kluwer Academic Publishing, 227-256.Lee examines Western influence on the development of Korean higher education, which is characteristic of the predominance of adaptation to the American ideas and practices from the beginning in the late nineteenth century.  The roots of American influence can be seen developmentally as representing three sets of entangled issues: the role of the early American missionaries in practice and unconstitutional accommodation in resisting the Japanese oppression; the increase of American-educated scholars and their change-agent leadership; and the newly emerging definitions of nationalism and collaborative relationship between the change-agent and the indigenous group. The most probable schema to respond to the Western influences of Korean higher education is to view Western development as one of the sources challenging endogenous change, while treating it also as an influential force. 
Nakayama, Shigeru (1989). Independence and Choice: Western Impacts on Japanese Higher Education. In Philip Altbach and Viswanathan Selvaratnam (Eds.), From Dependence to Autonomy: The Development of Asian Universities. Boston: Kluwer Academic Publishing, 97-114Japan's universities were established in order to import Western knowledge and ideas to assist in the development of the nation's beginning in the 19th century.  Because it was never colonized and because it has successfully developed not only its academic system but also its economy, Japan is a particularly significant case study.  Japan's academic development can be seen in two phases. First there was a "window shopping" period in which many Western models were explored and some partially adopted. Second, there has been an "involvement" mode in which specific Western models are adopted. Nakayama follows the development of Japanese higher education through its various phases, including the post World War II impact of the U.S. and the growth of the mass university system.  The process of internationalization of various foreign influences is examined.