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Altbach, Philip (2000). The Deterioration of the Academic Estate: International Patterns of Academic Work. In Philip Altbach (Ed.), The Changing Academic Workplace: Comparative Perspectives. Chestnut Hill, MA: Boston College CIHE.
In this essay Altbach addresses three questions: (1) How have increased enrollments, diversified faculties, and reduced funding impacted higher education worldwide? (2) What changes are taking place internationally with respect to tenure, academic freedom, types of appointments, and faculty salaries; and (3) what do the changing, and largely deteriorating, conditions of faculty work ultimately mean for the global academic enterprise?
Bartley III, William Warren. (1990). Unfathomed Knowledge: Unmeasured Wealth: On Universities and the Wealth of Nations. La Salle, IL: Open University Press.
This book is divided into four parts. The prologue outlines the basic freedoms that enable the developments of civilization. The first part discusses the impact of the ‘unfathomable’ nature of knowledge on the arts and sciences. The second part continues themes in the first part, and argues that the institutions on which we rely most for the production of knowledge are not organized in such a way as readily to advance knowledge. The third part provides a case study to apply Bartley’s contentions.
Bender, Thomas, Philip M. Katz, and Colin Palmer (2004).  The Education of Historians in the Twenty-First Century. Urbana: University of Illinois Press.
Recent changes in American universities have affected graduate-level training in the disciplines. This volume concerns the graduate education of historians in the United States, and was sponsored by the American Historical Association. The report includes discussions on topics such as graduate training trends – including the nature of examinations, program requirements, and related issues. The focus is on trends and recommendations for graduate training programs. The analysis is based in part on a survey of history departments. While relating only to one academic discipline in the United States, this volume is relevant to other fields of study and to other countries since the pressures on doctoral training are similar everywhere.
Benner, Mats, and Ulf Sandstrom (2000). Institutionalizing the Triple Helix: Research Funding and Norms in the Academic System. Research Policy, 29, 291-301.
The authors address the shortcomings of the ‘triple helix’ model of knowledge production by adding an institutional complement. The article analyzes the institutional regulation of academic research, with a special emphasis on how norms in the academic system are constituted via research funding. It is argued that funding is a key mechanism of change in the norm system since its reward structure influences the performance and evaluation of research. The empirical analysis is based on the public financing of technical research in Sweden. In all the countries studied, reforms have emphasized the commercial potential and the societal relevance of the research supported, and the dominant modes of research funding are being replaced by a catalytic mode.
Bleiklie, Ivar, Roar Hostaker, and Agnete Vabo (2000). Policy and Practice in Higher Education: Reforming Norwegian Universities. London: Jessica Kingsley Publishers.
This volume describes and analyzes the interplay of actors at all three levels in the transformation of higher education, using Norway as a case study. The book details the intensive change and how it has redefined the location and mission of higher education. At the institutional level, the processes of growth, diversification, and integration are analyzed. The authors then look at recent organizational trends towards managerialism, theoretification and hierarchization. The authors examine the influence and identity of the academic profession and knowledge formation for the future ‘knowledge society’.
Bloom, Allan (1987). The Closing of the American Mind: How Higher Education Has Failed Democracy and Impoverished the Souls of Today’s Students. New York: Harper Touchstone.
As Saul Bellow describes in the foreword of this text: “The heart of Professor Bloom’s argument is that the university, in a society ruled by public opinion, was to have been an island on intellectual freedom where all views were investigated without restriction. Liberal democracy in its generosity made this possible, but by consenting to play an active or ‘positive’, a participatory role in society, the university has become inundated and saturated with the backflow of society’s ‘problems’. Preoccupied with questions of Health, Sex, Race, War, academics make their reputations and their fortunes and the university has become society’s conceptual warehouse of often harmful influences. Any proposed reforms of liberal education which might bring the university into conflict with the whole of the U.S.A. are unthinkable. Increasingly, the people ‘inside’ are identical in their appetites and motives with the people ‘outside’ the university.”
Brunner, Jose Joaquin (1997). From State to Market Coordination: The Chilean Case. Higher Education Policy, 10(3/4), 225-237.
Brunner examines the market-oriented policies predominating in Chile’s higher education system, based on a loosely-regulated private sector and para-market mechanisms designed to enhance competition among state-supported universities. He also analyzes the policies’ effects on professional careers, academic degree programs, and higher education funding. Brunner argues for a better self-regulating quality control system for both sectors.
Buchbinder, Howard and Janice Newson (1990). Corporate-University Linkages in Canada: Transforming a Public Institution. Higher Education, 20, 355-379.
Canada’s recent public policy encouraging linkages between universities and corporations is transforming the structure and mission of the university system. Buchbinder and Newson analyze subsequent economic, political, and institutional changes and discuss their effects on the organization of academic work, research, and the emerging image of the university as a corporation.
Callon, Michael, and Dominique Foray (1994). Is Science a Public Good? Fifth Mullins Lecture. Science, Technology, and Human Values 19(4): 395-423.
From the standpoint of economics, science should be considered as a public good and for that reason it should be protected from market forces. Callon and Foray show that this result can only be maintained at the price of abandoning arguments traditionally deployed by economists themselves. It entails a complete reversal or our habitual ways of thinking about public goods. In order to bring this reversal about, the authors draw on the central results obtained by the anthropology and sociology of science and technology over the past several years. Science is a public good, not because of its intrinsic properties but because it is a source of diversity and flexibility.
Cohen, Wesley, Richard Florida, Lucien Randazzese, and John Walsh (1998). Industry and the Academy: Uneasy Partners in the Cause of Technological Advance. In Roger G. Noll (Ed.), Challenges to Research Universities. Washington, DC: The Brookings Institution Press.
The authors draw on two research projects: the first examines university-industry R&D centers in the United States, while the second considers the impact of university R&D on industrial R&D for the U.S. manufacturing sector. The authors conclude that universities contribute greatly to industrial R&D, that ties between universities and industry have grown, and that industry support in academic research is bringing greater restrictions on the disclosure of the results of university R&D.
Delanty, Gerard (2001). Challenging Knowledge: The University in the Knowledge Society. Buckingham: Open University Press.
Delanty adopts a sociologically constructivist approach which he believes facilitates a new identity for the university based on its ability to expand reflexively the discursive capacity of society and by doing so enhance citizenship in the knowledge society. Delanty views the new production of knowledge as not only a matter of market values, the arrival of a new technocorporate culture of managerialism and academic capitalism; but is also about conflicts over identity.
Ehrenberg, Ronald G., and Michael J. Rizzo (2004). Financial Forces and the Future of American Higher Education. Academe, 90(4).
Ehrenberg and Rizzo discuss the factors affecting public higher education in the United States which include the withdrawal of state support, a decline in federal aid, increasing university research costs, and the demise of the tenure track.
Ehrenberg, Ronald G., Michael J. Rizzo, and George H. Jakubson (2003). Who Bears the Growing Cost of Science at Universities? New York: Andrew W. Mellon Foundation.
This paper sketches the reasons for significant increases in university expenditures on research out of internal funds including changes in federal indirect cost reimbursement policies and the growing cost of start-up funds for new faculty. It uses panel data for 21 years and over 200 public and private universities. The authors finds that universities whose own expenditures on research are growing the most rapidly, ceteris paribus, have had the greatest increase in student faculty ratios and, in the private sector, higher tuition increases. While undergraduate students may benefit from close proximity to great researchers, they also bear part of the costs in the form of larger class sizes and fewer full-time faculty members.
Fisher, Donald, and Kjell Rubenson (1998). The Changing Political Economy: The Private and Public Lives of Canadian Universities. In Jan Currie and Janice Newson (Eds.), Universities and Globalization: Critical Perspectives. Thousand Oaks, CA: Sage Publications.
Fisher and Rubenson examine the changing role of universities in Canadian society against the backdrop of ‘fundamental shifts in the relation between capital and labor and between public and private spheres’. They focus on the university in capitalist democracies as an institution engaged in the ‘exercise of mutual legitimation’. The authors stress that the governments promoting drastic reductions in public spending and increased reliance on the public sector are themselves very active. They also point out that while budget cuts are important, they are not the only issue. The combined effects of governments’ fiscal policies and the merging of education with training have led toward differentiation and specialization within and among higher education institutions, and well as increasing vocationalism in university curricula.
Foray, Dominique (2004). Economics of Knowledge. Cambridge, MA and London: MIT Press.
Foray focuses specifically on two developments: a scientific development corresponding to the emergence of a new economic subdiscipline of which the research object – knowledge – poses new theoretical and empirical problems; and a historical development heralding the advent of a particular period in the growth and organization of economic activities. Foray alternates between an analysis of the transformations and challenges of knowledge-based economies and an examination of the concepts and tools of the discipline.
Geiger, Roger L. (2004). Knowledge and Money: Research Universities and the Paradox of the Marketplace. Stanford, CA: Stanford University Press.
Geiger focuses on the central themes affecting American research universities at the beginning of the 21st century. Among the themes discussed are the nature of the university as a knowledge-based institution, the costs of the contemporary research university, the role of research and of undergraduate education, the relationship of universities and industry, and the influence of the market. This book brings a historical perspective and current analysis to bear on these themes.
Geiger, Roger L., and Creso Sa (2005). Beyond Technology Transfer: New State Policies for Economic Development for U.S. Universities. Minerva 43(1), 1-26.
Geiger and Creso examine the recent history of state-level policies in the United States for knowledge-based economic development, and identify an emerging model based on technology creation. This new model goes beyond traditional investments in technology transfer and prioritizes cutting-edge scientific research in economically relevant fields. As research-intensive universities are indispensable for technology creation, these policies have yielded substantial new investments in university science.
Gibbons, Michael (2003). Globalization and the Future of Higher Education. In Gilles Breton and Michel Lambert (Eds.), Universities and Globalization: Private Linkages, Public Trust. Paris: UNESCO.
Gibbons discusses the new conditions under which knowledge is produced. In his view, a globalized world can no longer be satisfied with a mode of knowledge production that is based uniquely on specialized disciplinary approaches. As research problems become more and more complex and context specific, they require multidisciplinary approaches, which he labels Mode Two of knowledge production. He believes that universities have an important, and even leading, role and place in this context, provided that they get more ‘institutionally’ involved in this new geographically spread and socially distributed process of knowledge production.
Hargreaves Heap, Shaun P. (2002). Making British Universities Accountable: In the Public Interest? In Philip Mirowski and Esther-Mirjam Sent (Eds.), Science Bought and Sold: Essays in the Economics of Science. Chicago and London: University of Chicago Press.
This paper is concerned with how the British Research Assessment Exercise (RAE) process for allocating research funding, which has been in place since 1986, has affected research. There has been a clear increase in research activity, but it is not clear that the type of research has changed in ways that contribute to creating value for money. One of the key sources of concern in this article is the way that the RAE seems to have encouraged research to assume many of the attributes of research in the private sector.
Kevles, Daniel J. (1998). A Time for Audacity: What the Past Has to Teach the Present about Science and the Federal Government. In William G. Bowen and Harold T. Shapiro (Eds.), Universities and Their Leadership. Princeton: Princeton University Press.
Kevles begins with a historical perspective on the research partnership between the American government and the community of research performers. He then analyzes recent developments that serve as a prelude for consideration of the feasible options in the years ahead, both for the scientific community and the government. He concludes by pointing to the crucial role the scientific community has played in helping shape U.S. public policies in previous times of change and calling for similar efforts today.
Meister, Jeanne C. (1998). Corporate Universities: Lessons in Building a World-Class Workforce. New York: McGraw Hill.
Meister looks at how and why corporations are leading the innovations in education. Developments profiled in this book are evidence of a movement that is both an opportunity and a threat to traditional institutions of higher education. Higher education institutions must reinvent themselves for the knowledge economy, including updating content and delivery. Meister includes an appendix which lists the names of the fifty corporations who have adopted the corporate university model.
Mowery, David C., Richard R. Nelson, Bhaven N. Sampat, and Arvids A. Ziedonis (2004). Ivory Tower and Industrial Innovation: University-Industry Technology Transfer Before and After the Bayh-Dole Act. Stanford, CA: Stanford University Press.
The authors question the conventional wisdom that the Bayh-Dole Act contributed to the discernible increase in university patenting and licensing in the 1990s. The authors examine the diverse channels within which university-industry relations have occurred in the twentieth-century, paying particular attention to the recent past. The authors conclude that universities must maintain their historic commitment to the free flow of knowledge to serve the global public interest and sustain scientific and technological achievements of the past century.
Mowery, David and Arvids Zeidonis (2002). Academic Patent Quality and Quantity Before and After the Bayh-Dole Act in the United States. Research Policy, 31(3), 399-418.
Mowery and Zeidonis summarize the results of empirical analyses of data on the characteristics of the pre-and post-1980 patents of three leading U.S. academic patenters – the University of California, Stanford University, and Columbia University. They also include an analysis of the characteristics of the patents issues to all U.S. universities before and after 1980. Their analysis suggests that the effects of the Bayh-Dole Act on the content of academic research and patenting at Stanford and the University of California were modest. The most significant change in the content of research at these universities was the rise of biomedical research and inventive activity, but Bayh-Dole had little to do with this growth. The patents issued to institutions that entered into patenting and licensing after the effective date of the Bayh-Dole Act are less important and less general than the patents issued before and after 1980 to U.S. universities with more patenting experience.
Narin, Francis, and Kimberly S. Hamilton, and Dominic Olivastro (1997). The Increasing Linkage Between U.S. Technology and Public Science. Research Policy, 26(3), 317-330.
The authors trace the rapidly growing citation linkage between U.S. patents and scientific research papers. Seventy-three percent of the papers cited by U.S. industry patents are public science, authored at academic, governmental, and other public institutions; only twenty-seven percent are authored by industrial scientists. A strong national component of this citation linkage was found, with each country’s inventors preferentially citing papers authored in their own country, by a factor of between two and four.
Nelson, Richard R. (1986). Institutions Supporting Technical Advance in Industry. American Economic Review, 76(2), 186-195.
Western economists long have touted competitive, profit-oriented, market-guided economies as powerful engines of technical progress. Adam Smith thought so. Karl Marx lauded capitalism for this attribute if not for others. Joseph Schumpeter and his followers have hammered the point that this, rather than any tendencies toward Pareto optimality is a static sense, is the hallmark virtue of modern capitalisms. It also is true that the capitalist engine is a much more complicated one than many economists seem to think. There is a lot more to the system than, simply, rivalrous for-profit business firms, and patents or alternative mechanisms for appropriating returns. There are, as well, modes of cooperation among firms and a variety of public institutions dedicated to the generation and spread of technological knowledge. Nelson reports on preliminary findings on the roles played by two such institutions, universities and technical societies. In capitalist economies, technology has two-faces – a private and proprietary one, and a public and cooperative one. These at once complement each other, and are at odds. Patent law also recognizes these two sides. The inventor gains a limited temporary monopoly in exchange for disclosure that makes the know-how public.
Owen-Smith, Jason (2003). From Separate Systems to a Hybrid Order: Accumulative Advantage Across Public and Private Science at Research one Universities. Research Policy, 32(6), 1081-1104.
Drawing on eighteen years of panel data for the 89 most research-intensive U.S. universities, this paper examines changing relationships between commercial and academic systems for the dissemination and use of new scientific findings. Increased patenting and commercial engagements on U.S. campuses, Owen-Smith argues, has dramatically altered the rules that govern inter-university competition. From once separate systems with distinct stratification orders, commercial and academic standards for success have become integrated into a hybrid regime where achievement in one realm is dependent upon success in the other. Using observed variable structural equation models, Owen-Smith establishes that the integration of public and private sphere science occurred in progressive stages between 1981 and 1988. The implications of that periodization for organizational mobility in a hybrid academic/commercial stratification system are discussed.
Owen-Smith, Jason, and Walter W. Powell (2001). Careers and Contradictions: Faculty Responses to the Transformation of Knowledge and Its Uses in the Life Sciences. Research in the Sociology of Work, 10, 109-140.
Drawing on interviews with more than eighty scientists on two university campuses, the authors create a typology offering insights into how transformations in the nature and locus of life science innovation influence academic careers and work practices. Their analyses suggest that a strong outcome of increased academic concern with research commercialization is the appearance of new fault lines among faculty, between faculty and students, and even between scientists’ interests and those of their institutions. They argue that life science commercialization is driven by a mix of new funding opportunities, changing institutional mandates for universities, and novel research technologies bringing basic research and product development into closer contact. The rise of patenting and commercially motivated technology transfer on U.S. campuses stands to alter faculty work practices and relationships, while transforming the criteria by which success is determined and rewards are allocated. Owen-Smith and Powell demonstrate emerging patterns of conflict and agreement in faculty responses to commercial opportunities in the life sciences.
Owen-Smith, Jason, and Walter W. Powell (2003). The Expanding Role of University Patenting in the Life Sciences: Assessing the Importance of Experience and Connectivity. Policy, 32(9), 1695-1711.
Owen-Smith and Powell extend the debate about the sources of university capabilities at research commercialization. They model the relationship between technology transfer experience, embeddedness in biotechnology industry networks, basic science quality and capacity, and citation impact measures of university life science patents. Technology licensing officers draw upon the expertise of corporate partners to evaluate the potential impact of invention disclosures. The information gleaned through network ties to industry enables well-connected institutions to develop higher impact patent portfolios. Reaping the benefits of such connections, however, requires experience in balancing academic and corporate priorities to avoid the danger of ‘capture’ by industrial interests as overly-tight connections limit patent impact. This pattern of diminishing returns to connectivity is robust across multiple citation measures of patent quality.
Payne, A. Abigail, and Aloysius Siow (2000). Estimating the Effects of Federal Research Funding on Universities Using Alumni Representation on Congressional Appropriations Committees. Working Paper, Institute of Government and Public Affairs, University of Illinois.
Payne and Siow estimate the effects of federal research funding on 71 research universities. They focus on the number of, and citations to, articles published, patents issued, and faculty salaries. Alumni representation lowers the shadow price of federal funding. Using instrumental variables specification, they find that an increase of $1 million in federal research funding (1993$) to a university results, on average, in twelve more articles, 34 more patents, and $152,015 more in total faculty salaries. Citations to articles published falls by .08 citations. Therefore, when the shadow price of federal research funding falls, as a first approximation, universities buy more federal research funding and produce more but not necessarily higher quality research output.
Powell, Walter W., and Jason Owen-Smith (1998). Universities and the Market for Intellectual Property in the Life Sciences. Journal of Policy Analysis and Management, 17, 253-277.
Powell and Owen-Smith propose that the realms of science and technology in the life sciences are converging through the commercialization of university research. Major changes in the mandate of research universities were facilitated by both federal legislation that has promoted technology transfer, and the increased reliance of business firms on university research and development.
Rothschild, Michael and Lawrence J. White (1993). The University in the Marketplace: Some Insights and Some Puzzles. In Charles T. Clotfelter and Michael Rothschild (Eds.), Studies of Supply and Demand in Higher Education. Chicago and London: University of Chicago Press.
White and Rothschild look at how individual institutions operate within a larger marketplace. They note several puzzles regarding the behavior of U.S. colleges and universities. One example is that institutions with small endowments compete successfully with institutions whose per student endowments exceed theirs by a hundredfold and more. Another is the near uniformity of tuition charges despite clear distinctions in prestige and the apparent resistance to charging revenue-maximizing rates. The authors also consider the argument that universities use undergraduate education to subsidize research.
Ruberti, Antonio (2001). The Role and Position of Research and Doctoral Training in the European Union. In Jeroen Huisman, Peter Maassen, and Guy Neave (Eds.), Higher Education and the Nation State: The International Dimension of Higher Education, Oxford: IAU/Pergamon Press.
Ruberti discusses the role and position of research in the European Union. Science and cooperation have expanded enormously, and as the place of scientific and technological cooperation assumes further dimensions, those involved will be forced to consider how research in these areas will be organized. Ruberti stresses the need for an articulated balance between basic and finalized research, and for a policy entailing the convergence of national research efforts and increased cooperation. With respect to Ph.D. education, creating a European dimension would strengthen the potential for both cooperation and collaboration.
Ruscio, Kenneth P. (1994). Policy Cultures: The Case of Science Policy in the United States. Science, Technology, and Human Values, 19(2), 205-222.
Throughout its history, the relationship between government and science in the United States has been mutually beneficial but also contentious. This article reviews the recent history of this relationship and attributes the conflict to different norms and values in each of the institutions. A policy culture is the result. It sets the limits of government action and shapes the policy agenda, the debates, and their outcomes. The evolving norms of policy culture are examined on the basis of two specific controversies: pork-barrel support of science and university-industry relations. The article concludes with a discussion of why the study of a policy cultures aids in understanding the ways in which values shape science policy.
Schulter, Peter (2003). Extrabudgetary Funding and Institutional Relationships between Higher Education, Industry, and Social Partners. Higher Education in Europe, 28(2), 189-194.
Close cooperation between higher education institutions and industry is the best instrument for the application of research and the use of R&D outcomes in economic processes. It is the basis for the development of new products, techniques, and services. Such cooperation helps to develop the economy and society, and therefore, to enhance structural change in regions in which higher education institutions are located. At the same time, any income earned through this process for a higher education institution means that the institutional budget provided by the state can be used to meet additional challenges. A second result deriving from this form of cooperation is higher quality teaching and learning at the given higher education institution, as well as the development of innovative course programs for undergraduate, postgraduate, and continuing education.
Singer, Maxine (1998). On the Future of America’s Scientific Enterprise. In William G. Bowen and Harold T. Shapiro (Eds.), Universities and Their Leadership. Princeton: Princeton University Press.
Singer addresses two implications of the current situation: the extraordinary set of opportunities that has been created by the scientific advances of recent years and the increasing internationalization of the scientific enterprise. Singer also worries about the capacity of the different scientific disciplines to set internal priorities and also participate in effective and responsive communication with the general public.
St. John, Edward P., and Michael B. Paulsen (2001). The Finance of Higher Education: Implications for Theory, Research, Policy and Practice. In Michael B. Paulsen and John C. Smart (Eds.), The Finance of Higher Education: Theory, Research, Policy, and Practice. New York: Agathon Press.
St. John and Paulsen critically examine the field of higher education finance, and raise challenges for future inquiry. They address the unique relationship between the pure-hard discipline and policy science of economics and the applied soft-field of higher education finance and policy analysis, as well as the interesting and sustained tension that has evolved between them. They examine the productivity of this tension for the advancement of knowledge in the field of higher education finance.
Stiller, Calvin R. (2005). Contribution of Higher Education to Research and Innovation: Balancing the ‘Social Contract’ of Universities with Their Drive for Scholarly Excellence. In Glen A. Jones, Patricia L. McCarney, and Michael L. Skolnik (Eds.), Creating Knowledge, Strengthening Nations: The Changing Role of Higher Education. Toronto/Buffalo/London: University of Toronto Press.
Stiller describes an older, linear model in which research undertaken in a university provided useful information for industry to exploit. This model has given way to a more complex, multifaceted, and interactive model between the university and industry. He argues that the new dynamic interface between the university and industry is more like a network in which the whole university is ‘present, excellent, engaged, and renewed’.
Subotzky, George (1999). Alternatives to the Entrepreneurial University: New modes of Knowledge Production in Community Service Programs. Higher Education, 38(4), 401-441.
Globalization has significantly altered patterns of research and development, and production. In turn, this has generated new organizational forms and practices in higher education knowledge production. As a result, a strong trend towards the ’entrepreneurial‘ university has emerged, characterized by increasing market-like behavior and governance. Within the dominant neo-liberal global consensus, this primarily serves the market and the private good. However, this is a growing counter concern for higher education‘s contribution to equity, community development and the public good. Drawing from various case studies, focusing on South Africa, this paper identifies the higher education-community partnership model as a complementary alternative to the entrepreneurial university. It is shown that knowledge production in these partnerships closely resembles so-called ’’mode 2‘‘, applications-driven knowledge production. Potentially, however, the partnership model integrates and mutually enhances experiential learning, relevant research and community development
Tai, Hsiou-Hsia (2000). The Emerging Markets and Higher Education: Experiences from Taiwan. In Matthew S. McMullen, James E. Mauch, and Bob Donnorummo (Eds.), The Emerging Markets and Higher Education: Development and Sustainability. London: Falmer Press.
The author argues that Taiwan’s experience demonstrates the actual and potential contributions that universities can make to technological advancement and competitiveness in the emerging markets. Included is a detailed discussion of Taiwan’s decisions and strategies to move toward high-tech industries since the late 1970s; the characteristics of Taiwan’s higher education system and recent educational reforms; an exploration of the new context in which universities are required to fulfill the new mission of serving the needs of industry; and a discussion of challenges to the closer university-industry linkage.
Thelin, John R. (2004). Higher Education and the Public Trough: A Historical Perspective. In Edward P. St. John and Michael D. Parsons (Eds.), Public Funding of Higher Education: Changing Contexts and New Rationales. Baltimore: Johns Hopkins University Press.
Thelin provides a historical view of the evolution of the federal role in educational policy. Historically, the federal government provided funding for some programs thought to be in the federal interest, and over time, federal interest in research has expanded substantially. Direct funding for institutions is limited to a relatively small number of institutions; therefore, most institutional lobbying is for specific research programs. The underlying pattern of going to the public for money remains largely unchanged even if the arguments of advocates have changed over time.
Thursby, Jerry, and Marie Thursby (2002). Sources of Growth in University Licensing. Management Science, 48(1), 90-104.
Thursby and Thursby develop an intermediate input model to examine the extent to which the growth in licensing is due to the productivity of observable inputs or driven by a change in the propensity of faculty and administrators to engage in commercializing university research. They model licensing as a three-stage process, each involve multiple inputs. Results suggest that increased licensing is due primarily to an increased willingness of faculty and administrators to license, and increased business reliance on external R&D rather than a shift in faculty research.
Tornatzky, Louis G. (2005). Innovation U: New Practices, Enabling Cultures. In Glen A. Jones, Patricia L. McCarney, and Michael L. Skolnik (Eds.), Creating Knowledge, Strengthening Nations: The Changing Role of Higher Education. Toronto/Buffalo/London: University of Toronto Press.
Tornatzky draws upon case studies of twelve universities in the United States that were judged by a diverse panel of experts to be leading institutions in regard to partnering with industry. He reports that a characteristic of these institutions is that they are actively involved in all or most domains of practice. These domains include industry research partnerships, technology transfer, entrepreneurial development, formal partnerships with state or regional economic development organizations, and use of industry input in campus programs. He also notes a high degree of coordination and communication across the university with respect to the various external initiatives in which the university is involved.
Tornatzky, Louis G., Paul G. Waugaman, and Denis O. Gray (2002). Innovation U: New University Roles in a Knowledge Economy. Research Triangle, NC: Southern Growth Policies Board.
The authors detail the best practices and cultures of twelve major research universities that are leading the way in promoting technology-oriented economic development in their states and communities (Georgia Tech, N.C. State University, Ohio State University, Penn State, Purdue, Texas A&M, University of Wisconsin-Madison, Virginia Tech, University of California-San Diego, University of Utah, Carnegie Mellon University, and Stanford University). The case studies look at external partnerships, including industry research partnerships, technology transfer, industrial extension and technical assistance, entrepreneurial development, industry education/training partnerships, and career services and placement. The studies also consider the institution’s enablers, and formal partnerships with economic development organizations and university/industry advisory boards and councils.
Washburn, Jennifer (2005). University Inc.: The Corporate Corruption of Higher Education. New York: Basic Books.
Washburn warns that higher education institutions are being colonized by a market ideology that is fundamentally at odds with the university’s core academic values. Washburn paints a picture of universities converting professors into ‘content providers’ and students into ‘consumers’, scientists neglecting the long-term interests of their field in favor of short-term personal gain, and professors being paid by drug manufacturers and doling out lavish endorsements for new medicines.
Owen-Smith, Jason (2005). Trends and Transitions in the Institutional Environment for Public and Private Science. Higher Education, 49(1-2), 117-144.
 
Owen-Smith draws upon a fifteen-year panel (1981-1995) of university-level data for 87 research-intensive U.S. campuses in order to document trends and transitions in relationships among multiple indicators of academic and commercial engagement. The institutional environment for public and private science is volatile, shifting in fits and starts from a situation conducive to organizational learning through high volume patenting to a more challenging arrangement that links indiscriminate pursuit of IP with declines in both the volume and impact of academic science. The pattern and timing of these transitions may support an enduring system of stratification that offers increasing returns to first-movers while limiting the opportunities available to universities that are later entrants to the commercial realm. Unpacking the systematic effects of university research commercialization requires focused attention on the sources and trajectories of profound institutional change.
Enders, Jurgen (2005). Border Crossings: Research Training, Knowledge Dissemination and the Transformation of Academic Work. Higher Education, 49(1-2), 119-133.
 
Enders discusses 1) the German pattern of a strong link of the PhD to the labor market outside academe that is based on a traditional academic-disciplinary mode of apprenticeship training, and 2) approaches that argue for a new mode of knowledge production replacing an academic-disciplinary model of research training by a hybrid model that crosses disciplinary and organizational borders. Enders argues that a diversity of organizational and structural forms as well as different validation criteria and procedures will probably determine the future face of research training.
Zemsky, Robert and James J. Duderstadt (2004). Reinventing the Research University: An American Perspective. In Luc Weber and James Duderstadt (Eds.), Reinventing the Research University. Paris: Economica.
 
Zemsky and Duderstadt consider the importance of diminishing public appropriations, changing student demands, the politics of diversity, the push and pull of technology, the changing nature of research and the dominance of markets on individual universities. They highlight ‘warning signs’ by which observers can identify fundamental changes already underway at American universities: unbridled competition, commercialization, a shift from higher education as a public good to a private benefit, and a loss of public purpose. Zemsky and Duderstadt see three possibilities for the future of research universities:  unbridled competition between American and European institutions; an era of cooperation in which expertise is pooled and pursuit of competitive advantage disavowed; and competition mediated by cooperation.
Newby, Sir Howard (2004). The Dream of Reason Brings Forth Monsters: Science and Social Progress in an Era of Risk. In Luc Weber and James Duderstadt (Eds.), Reinventing the Research University. Paris: Economica.
 
Newby focuses on the Enlightenment Principle relating to the unity of knowledge. He argues that the increasing fragmentation of knowledge is acting as a hindrance not only to the public understanding of science, but also the scientists’ understanding of the public. This is accompanied by the decline in public trust of all kinds of expert knowledge.
Gulbrandsen, Magnus and Jens-Christian Smeby (2005). Industry Funding and University Professors’ Research Performance. Research Policy, 34(6). 932-950.
Based on data from a questionnaire study among all tenured professors in Norway, the authors find a significant relationship between industry funding and research performance. Professors with industrial funding describe their research as applied to a greater extent, they collaborate more with other researchers both in academia and in industry, and they report more scientific publications and more frequent entrepreneurial results. There is neither a positive nor negative relationship between academic publishing and entrepreneurial outputs.
Adams, James D., Grant C. Black, J. Roger Clemmons, and Paula E. Stephan (2005). Scientific Teams and Institutional Collaborations: Evidence from U.S. Universities, 1981-1999. Research Policy, 34, 259-285.
The authors explore recent trends in the size of scientific teams and in institutional collaborations based on data derived from 2.4 million scientific papers written in 110 top U.S. research universities over the period 1981-1999. The authors describe time trends in team size and institutional collaboration across field of science; describe trends in teams and collaborations by field of science; and conduct regression analysis of a panel of university-fields observed over time examining the underlying determinants of team size and institutional collaborations.
Tuunainen, Juha (2005). Hybrid Practices? Contributions to the Debate on the Mutation of Science and University. Higher Education, 50(2), 275-298.
Tuunainen reviews and critiques four mutation theories of scientific research and universities (Mode-3 knowledge production, triple helix of university-industry-government relations, academic capitalism and enterprise university) and proposes that a more thorough understanding of change can be achieved by drawing analytic insight from research that speaks about scientific practices. Tuunainen offers three arguments relating to the mutation theories: 1) the need to appreciate the dynamics between theoretical, experimental and applied dimensions of research work; 2) the fact that external research funding intermingles with the complex social ecology of disciplines at the departmental level of universities; and 3) the difficulties academics encounter as they try to fuse their university activities with private commercial development.
Tassey, Gregory. The Disaggregated Technology Production Function: A New Model of University and Corporate Research. Research Policy, 34(3), 287-303.
The expanding university role beyond basic research complicates the structure and functioning of the national R&D establishment and increases the need for a more accurate model of technological change to better inform R&D policy. Moreover, in assessing the resulting applied technology’s impact on economic growth, both the general and partial equilibrium literatures enter the technology variable into a production function with the common ‘production’ assets (physical capital and labor). Such models obscure an important distinction between technology and these production assets. As such, its role is correctly specified only when combined with the other major demand-shifting asset, marketing. Allocations to these two assets vary across competing firms implying a spatial model of competition, while still providing traceability to the exogenous sources of public good technology elements, such as universities.
Tabata, Hirokuni (2005). The Incorporation and Economic Structural Reform of Japan’s National Universities. Social Science Japan Journal, 8(1), 91-102.
Tabata describes changes in Japan’s national universities resulting from the enactment of the National University Corporations Law in April 2003 aimed at converting all the national universities into corporate entities. Tabata offers that the Law will lead to a major transformation of universities from sites of research and education grounded in traditional basic research into corporate-like organizations which respond sensitively to social and market needs and which provide more practical research and education services. However, the increased power of the Ministry of Education resulting from the incorporation may also limit the academic freedom and autonomy of Japan’s national universities.
Clotfelter, Charles T. (1996). Buying the Best: Cost Escalation in Elite Higher Education. Princeton: Princeton University Press.
Clotfelter presents case studies of the arts and sciences at four institutions (Duke University, Harvard University, the University of Chicago, and Carleton College). Clotfelter begins with a description of the organizational form of these institutions and then considers developments between the mid-1970s to the early 1990s that may have had an effect on colleges and universities. He examines the arts and sciences expenditures of the four institutions and the staffing patterns of several selected administrative and academic units. Clotfelter last considers the allocation of faculty time among various duties and the courses offered by academic departments from the student perspective. The most prominent of Clotfelter’s findings is the overall increase in tuition levels and expenditures at elite higher education institutions.
Pechter, Kenneth and Sumio Kakinuma (1999). Coauthorship Linkages between University Research and Japanese Industry. In Lewis M. Branscomb, Fumio Kodama, and Richard Florida (Eds.), University-Industry Linkages in Japan and the United States. Cambridge, MA: The MIT Press.
Pechter and Kakinuma analyze coauthorship between Japanese academia and industry. In contrast to widely held beliefs, they find that coauthorship between academia and industry is not only prevalent, but has risen over the 1981 to 1996 period. They also find that Japanese industry collaborates primarily with Japanese scholars. While the percentage of foreign coauthorship doubled in the fifteen year period of the study, American co-authorship has declined relative to the universities of non-G7 nations. Pechter and Kakinuma advocate for context specific measurements of university-industry linkages or general, more broadly applicable techniques.
Mowery, David C., Richard R. Nelson, Bhaven Sampat, and Arvids A. Ziedonis (1999). The Effects of the Bayh-Dole Act on U.S. University Research and Technology Transfer. In Lewis M. Branscomb, Fumio Kodama, and Richard Florida (Eds.), University-Industry Linkages in Japan and the United States. Cambridge, MA: The MIT Press.The authors consider the impact of the Bayh-Dole Act at Columbia University, the University of California, and Stanford University, three leading recipients of licensing and royalty income throughout the 1990s. They address two primary questions: 1) how has the legislation affected the level and mix among fields of university patenting and licensing activity; and 2) how has the legislation affected the content of academic research. In response to the first question, they find a modest impact. While the growth of biomedical and inventive research coincides with the passage of Bayh-Dole, the initial rise in such research predates the legislation. In response to the second question, the authors find limited change in the content of academic research. However, they find significant changes in the marketing efforts of U.S. universities.
Kneller, Robert (1999). Intellectual Property Right and University-Industry Technology Transfer at Japanese Universities. In Lewis M. Branscomb, Fumio Kodama, and Richard Florida (Eds.), University-Industry Linkages in Japan and the United States. Cambridge, MA: The MIT Press.
Kneller begins with a discussion of how companies have traditionally obtained intellectual property rights to university discoveries in Japan. He considers early legal procedures and the incentives they create to transfer technology in ways that are not transparent or formal compared to Bayh-Dole procedures. Kneller then considers how the legislation will affect university-industry technology transfer and how technology transfer practices commingle with other factors and influence the overall nature of university-industry cooperation and the development of high-technology industries in Japan.
Kneller, Robert (1999). University-Industry Cooperation in Biomedical R&D in Japan and the United States: Implications for Biomedical Industries. In Lewis M. Branscomb, Fumio Kodama, and Richard Florida (Eds.), University-Industry Linkages in Japan and the United States. Cambridge, MA: The MIT Press.
Kneller compares university-industry cooperation in biomedical R&D in Japan and the United States. Kneller explains the relative weak position of Japanese pharmaceuticals as a result of relatively weak or ineffective linkages between the biomedical industry and Japanese universities. Kneller hypothesizes that the negative effects of weak university-industry relations are most strongly felt in areas of technology requiring close cooperation between university and industries. However in the case of the Japanese biomedical industry, other factors such as safety regulations or health insurance schemes, might also be at fault.
Yamamoto, Shinichi (1999). The Growing Sophistication of Research at a Time of Broadened Participation in Higher Education. In Lewis M. Branscomb, Fumio Kodama, and Richard Florida (Eds.), University-Industry Linkages in Japan and the United States. Cambridge, MA: The MIT Press.
Yamamoto considers the gradual changes and reforms taking place in the Japanese system of higher education. The article presents some facts and data relating to these changes, emphasizing the conflict between research and teaching for the institutions and their faculties and suggests new directions for the relationship between the university and research. Yamamoto proposes increased allocations to a limited number of research-intensive universities in an effort to enable university faculty and researchers to move between this limited number of institutions.
Lyall, Katharine C., and Kathleen R. Sell (2005). The True Genius of America at Risk: Are We Losing Our Public Universities to De Facto Privatization? Westport, CT: Praeger.
Lyall and Sell assert that market forces are eroding the traditional partnership between states and public universities and explain how the search for new revenue sources is refocusing the basic goals of public universities. They begin with a discussion of recent trends in American public universities and conclude with recommendations on how to 'save' higher education.
Sperber, Murray (2004). College Sports, Inc.: How Big-Time Athletic Departments Run Interference for College, Inc. In Donald Stein (Ed.), Buying In or Selling Out?: The Commercialization of the American Research University. New Brunswick, NH: Rutgers University Press.
Sperber provides a historical review of the commercialization of the academy, beginning with its impact on college sports at the beginning of the twentieth century. Sperber offers that the commercialization of college athletics sets the stage for commercialization of all other aspects of university life, including research and scholarship.
Rai, Arti K. (2004). The Increasingly Proprietary Nature of Publicly Funded Biomedical Research: Benefits and Threats. In Donald Stein (Ed.), Buying In or Selling Out?: The Commercialization of the American Research University. New Brunswick, NH: Rutgers University Press.
Rai reviews how the American legal system encourages academics working in biotechnology to attempt to patent their work. She also addresses the financial impact of product licensing on university activities and the role that such licensing plays in restricting the flow of communication essential to the conduct of good science. Rai considers whether or not exclusive patenting is financially beneficial or whether models other than exclusive patenting may be more effective in promoting product development.
Angell, Marcia (2004). The Clinical Trials Business: Who Gains? In Donald Stein (Ed.), Buying In or Selling Out?: The Commercialization of the American Research University. New Brunswick, NH: Rutgers University Press.
Angell discusses her concerns about how accepting pharmaceutical-company funding to test new drugs at academic medical centers has dramatically changed the mission and focus of these medical schools. She highlights the real and potential conflicts of interest that emerge for both physicians and the institutions that employ them with the commercialization of academic medicine and recommends steps to correct these abuses.
Krimsky, Sheldon (2004). Reforming Research Ethics in an Age of Multivested Science. In Donald Stein (Ed.), Buying In or Selling Out?: The Commercialization of the American Research University. New Brunswick, NH: Rutgers University Press.
Krimsky discusses the growing symbiosis between academia and commerce and the need for developing new policies on research ethics in this context. Krimsky offers a review of the literature in this field and provides data demonstrating that intense commercialization is slowing the progress of basic and applied research in universities and the corporate sector. He also discusses why greater attention must be paid to both potential and actual conflicts of interest. Krimsky is concerned that unbiased biomedical and basic research is being challenged by commercial influences on the process and product of the work.
Guston, David H. (2004). Responsible Innovation in the Commercialized University. In Donald Stein (Ed.), Buying In or Selling Out?: The Commercialization of the American Research University. New Brunswick, NH: Rutgers University Press.
Guston asks how the ethics of commercialization affect both the public and academic community and proposes that research universities develop special centers to evaluate responsible innovation so that commercialization does not corrupt the academic mission. He offers specific suggestions and guidelines that would shape the commitment of funds and other university resources to product development and innovation.
Newfield, Christohper (2004). Jurassic U: The State of University-Industry Relations. Social Text, 79, 37-66.
Newfield believes that the American university developed by incorporating American business techniques into daily operations, which he coins ‘managerialism’. This managerialism had the effect of protecting scholarship from business and government interference in the post-WWII era. This protection enabled significant advancements in pure research, which ultimately benefited the market. Newfield envisions a future role for the university in which it not only maintains a commitment to ‘truth’, but also ‘honors’ dissenters, heretics, radicals, eccentrics, and troublemakers.
Bowie, Norman E. (1994). University-Business Partnerships: An Assessment. Lanham, MD: Rowman & Littlefield. Bowie sets out to explain the explosive growth of university-business partnerships during the 1980s. He begins with a discussion of these emerging partnerships in the early twentieth century, and then explains how biotechnology research facilitated university-business partnerships. Bowie concludes that university-business partnerships cannot be treated as an unequivocal good. In particular, Bowie is concerned with 1) the realized economic benefits to universities and businesses; 2) how to reserve the benefit of such partnerships to U.S. firms; and 3) neglecting research oriented towards the public good.
Noble, David (1994). Technology Transfer at MIT: A Critical View. In Norman E. Bowie, University-Business Partnerships: An Assessment. Lanham, MD: Rowman & Littlefield.Noble believes that university-business partnerships provide too great an opportunity for private gain at public expense to go unregulated. Noble takes to task the MIT Industrial Liaison Program for primarily benefiting multinationals, rather than American businesses. Noble advocates for the extension of the Whistleblower Protection Act to university personnel participating in federally funded research to curb ‘unregulated academic conflicts of interest’.
Schneiderman (1994). Technology Transfer in Biotech. In Norman E. Bowie, University-Business Partnerships: An Assessment. Lanham, MD: Rowman & Littlefield.
Schneiderman discusses Monsanto Company ‘discovery research’ partnerships with universities (in contrast to drug development research). He believes that university-business partnerships are essential to retain U.S. economic competitiveness. Rather than limiting the access of foreign companies to American research universities, Schneiderman advocates for equal access of American scientists, engineers and companies to foreign research and engineering centers. 
Wade, Nicholas (1994). The Erosion of Academic Ethos: The Case of Biology. In Norman E. Bowie, University-Business Partnerships: An Assessment. Lanham, MD: Rowman & Littlefield.Wade expresses concern that the disinterested pursuit of truth by research biologists has become encumbered by other conflicting motives. Wade believes this new orientation presents risks to science, universities, and the public and provides recommendations regarding preserving the integrity of academe for these three parties.
Cox, Ana Marie (2003). None of Your Business: The Rise of the University of Phoenix and For-Profit Education and Why It Will Fail Us All. In Benjamin Johnson, Patrick Kavanagh, and Kevin Mattson (Eds.), Steal This University: The Rise of the Corporate University and the Academic Labor Market. New York/London: Routledge.
Cox describes the ascent of the Apollo Group’s University of Phoenix, and then addresses the emergence of the for-profit ethos in traditional academic institutions. Cox believes that this profit-orientation will unwittingly fail students in both a moral and fiduciary sense. Cox foresees American higher education being split in two – with expensive, elite private schools (and a handful of ‘public ivies’) on one hand and resource-scarce public institutions on the other side. These resource-scarce schools will be forced to compete against the elite institutions and will either destroy themselves in the process or will adopt for-profit tactics. Cox advocates for changes to higher education policy prioritizing the cultivation of well-rounding, thoughtful citizens in universities rather than short-term financial gain.
Tanguay, Denise Marie (2003). In Johnson, Benjamin, Patrick Kavanagh, and Kevin Mattson (Eds.), Steal This University: The Rise of the Corporate University and the Academic Labor Market. New York/London: Routledge.
Tanguay begins with a discussion of the rise of merit pay systems and continues on to describe how these systems often produce dissatisfaction, inequity, competition, decreased performance, and resistance. She describes the implementation of merit pay systems at California State University, Fairfield University, and Rutgers University. Tanguay concludes by describing the context in which a merit pay system might reasonably be expected to succeed (namely, that they be regarded as a fair way by which to settle pay grievances) and expresses doubt regarding the likelihood of such a context.
Lauter, Paul (1995). “Political Correctness” and the Attack on American Colleges. In Michael Bérubé and Cary Nelson (Eds.), Higher Education Under Fire: Politics, Economics, and the Crisis of the Humanities. New York: Routledge.
Lauter believes that charges of ‘political correctness’ on college campuses in the mid-1990s amounted to little more than a smokescreen designed to discredit higher education. Hiding behind this dialogue, Lauter asserts that conservatives have cut university budgets, downsized universities, and restricted access to higher education. Generally, Lauter sees a sea change in the structure and function of higher education. Lauter paints the picture of the ‘crisis’ in the university as an opportunity to redefine a college education and the appropriate space for the university in society.
Herf, Jeffrey (1995). How the Culture Wars Matter: Liberal Historiography, German History, and the Jewish Catastrophe. In Michael Bérubé and Cary Nelson (Eds.), Higher Education Under Fire: Politics, Economics, and the Crisis of the Humanities. New York: Routledge.
Herf argues that a key contributing factor to the erosion of traditions (and academic freedom and diversity) has been the redefinition of the terms ‘liberal’ and ‘conservative’ that took place in the 1960s and 1970s. Herf believes that the ‘attack’ on shared standards and norms of scholarship is not different than an attack on the very idea of the university.
Brodkey, Linda (1995). Writing Permitted in Designated Areas Only. In Michael Bérubé and Cary Nelson (Eds.), Higher Education Under Fire: Politics, Economics, and the Crisis of the Humanities. New York: Routledge.
Brodkey takes aim at curricula disciplining all children, regardless of class, according to some widely-received middle-class definition of learning and teaching. Brodkey points out that such policies implicitly or explicitly justify punishing students, parents, teachers, and/or administrators who challenge its exclusive authority by threatening them and/or children with expulsion from the middle class.
Giroux, Henry A. (1995). Beyond the Ivory Tower: Public Intellectuals and the Crisis of Higher Education. In Michael Bérubé and Cary Nelson (Eds.), Higher Education Under Fire: Politics, Economics, and the Crisis of the Humanities. New York: Routledge.
Giroux considers how certain features of cultural studies over time have attempted to address some of the same issues that conservatives and liberals have taken up with respect to higher education. He argues that the absence of any serious discussion of pedagogy, both in cultural studies and in the debates about higher education, has significantly narrowed the possibilities for redefining the role of educators as critical cultural workers and public intellectuals. Giroux therefore focuses on the development of pedagogy in the development of cultural studies and in the broader attempt to reform higher education.
Brodhead, Richard H. (2004). The Good of This Place: Values and Challenges in College Education. New Haven: Yale University Press.
This book is a collection of writings produced while Brodhead was Dean of Yale College. The first section focuses how undergraduates can get the most from their undergraduate education. Later sections focus on familiar challenges of the modern university – ranging from free speech to diversity issues to questions of constructing a coherent curriculum.
Frank, David John and Jay Gabler (2006). Reconstructing the University: Worldwide Shifts in Academia in the 20th Century. Stanford, CA: Stanford University Press.

Misgivings pervade current discourse on the university's academic priorities -- the decline of literature, the rise of racial and ethnic, gender, and sexuality studies, the explosion of business programs, and so on. Much of the concern revolves around a perceived corruption of the academic core by financial, political, and social interests outside the university. With worldwide data on the university’s faculty and course composition over the twentieth century, Frank and Gabler document broad changes in teaching and research emphases.  As anticipated, there are fundamental transformations, including a sharp decline in the prominence of the humanities and a rapid rise in the priority of the social sciences.  In aggregate, however, the changes look less like the handiwork of external interests than maps of the changing features of globally institutionalized “reality.”

Cohen, David William, Michael D. Kennedy, and Kathleen Canning (2004). Sacred Spaces and Heretical Knowledge: National Universities and Global Publics. In David William Cohen and Michael D. Kennedy (Eds.), Responsibility in Crisis: Knowledge Politics and Global Publics. Ann Arbor: University of Michigan University Library, Scholarly Publishing Office.
The authors offer this position paper in preparation for a seminar focused on sustaining the university’s position as a space capable of protecting the powers of the sacred and the heretical. The authors write how the international circulation of scholars and students, the global flow of ideas and circuit of scholarly collaborations, the redefinition of academic missions themselves, and the university’s commitment to academic freedom implied a sacred space in which scholarship would not know a national boundary. However, the events of September 11, 2001 led to the threatening of the sacred space of the American university. The authors believe that universities must reaffirm a commitment to open inquiry, reasoned engagement, intellectual rigor, and responsibility to the world beyond the university itself.
Coronil, Fernando (2004). Mundane Heresies from a Not So-Sacred Place. In David William Cohen, and Michael D. Kennedy (Eds.), Responsibility in Crisis: Knowledge Politics and Global Publics. Ann Arbor: University of Michigan University Library, Scholarly Publishing Office.
Coronil questions the U.S. presumption he finds embedded in the position paper that preceded the seminar on the Responsibility in Crisis. First, rather than being apart from society, the university’s sacred in the context of the societal transformations in which it is located. To remain sacred, he argues, the university works to conceal those connections; to understand how this sacred works, we most look more closely at the ways in which the university is embedded in the mundane, and in history. The global ambition of the North American university is associated with the increasing concentration of knowledge production to its advantage; this inequality is magnified by the presumption in the position paper’s title. Invoking the paper’s invitation of heresy, Coronil asks whether the way in which the North American university might globalize could reflect a democratization of knowledge production itself, apparent by undermining its own worldly privilege.
Woo-Cummings (2004). Comments on “Sacred Spaces and Heretical Knowledge: National Universities and Global Publics: A Position Paper”. In Cohen, David William, and Michael D. Kennedy (Eds.), Responsibility in Crisis: Knowledge Politics and Global Publics. Ann Arbor: University of Michigan University Library, Scholarly Publishing Office.
Woo-Cummings provides comments on the position paper that preceded the seminar Responsibility in Crisis. Woo-Cummings recognizes threats to the university’s sacred space, but in the end is comparatively optimistic about the university’s enduring openness and freedom in an age of belligerence. She notes that openness is rooted in the very tradition of the U.S. university, and is admired worldwide despite growing anti-Americanism. For her, this anti-Americanism is rooted less in American power or privilege but in the unilateralism and problematic neoliberalism of its government policy, which is itself an artifact of those who rule.
Das, Veena (2004). Universities, States of Emergency and Censorship. In  David William Cohen and Michael D. Kennedy (Eds.), Responsibility in Crisis: Knowledge Politics and Global Publics. Ann Arbor: University of Michigan University Library, Scholarly Publishing Office.
Das emphasizes the provisional nature of the collective intervention put forward by the seminar on Responsibility in Crisis. While she agrees that the university’s location within the state and market needs constant address, she wonders whether the significance of 9/11 proposed in the introductory paper is overstated and whether “sacred space” is the right way to defend it. Das was surprised by the “sporadic dissent” of the major American research universities to the federal administrative directives affecting jurisdiction of students and believes that this dissent “perhaps represented that universities were so dependent on funding from federal grants and their prestige as research universities was so tied up with funding that opposition was not a simple matter of withdrawing consent”.
Kennedy, Michael D. (2004). Transforming Globalizations University around the Challenge of Difference in an Age of Belligerence. In David William Cohen and Michael D. Kennedy (Eds.), Responsibility in Crisis: Knowledge Politics and Global Publics. Ann Arbor: University of Michigan University Library, Scholarly Publishing Office.
Kennedy suggests that the university’s sacred space is about cultivating competencies in cross-cultural and interdisciplinary engagements in addition to providing a place to identify injustice and mourn losses, and explore the unsettled nature of identity and challenge of recognition in the world. This conception of ‘sacred space’ depends on having an environment where heresies can be considered, transformative dialogues nurtured, and their implications considered and refined. How can the university develop its potential, he asks, to experiment with new modes of communication that reach across working divisions of culture, language, religion, and discipline?
Gebert, Konstanty (2004). Forgetting Amalek. In David William Cohen, and Michael D. Kennedy (Eds.), Responsibility in Crisis: Knowledge Politics and Global Publics. Ann Arbor: University of Michigan University Library, Scholarly Publishing Office.
Gebert focuses on the site of evil’s production, and asks readers to consider “radical evil” as something defined by “an intentional group attack on a collectivity of individuals, selected necessarily to be defenseless, but possibly also on the basis of other characteristics, with the aim of exterminating them.” Gebert raises the challenge to consider how the victim responds to evil. Gebert believes it is the mission of the U.S. university to identify the individuality of radical evil, by helping communities associated with that exercise to dissociate from its practice, and put responsibility on those individuals who commit it.
Sanneh, Lamin (2004). Sacred Truth and Secular Agency: Separate Immunity or Double Jeopardy? Sharí'ah and National Politics in Nigeria: Lessons for the National University. In David William Cohen and Michael D. Kennedy (Eds.), Responsibility in Crisis: Knowledge Politics and Global Publics. Ann Arbor: University of Michigan University Library, Scholarly Publishing Office.
Sanneh asks readers to consider how different communities use the religious/state relationship in the pursuit of their own secular interests, and how that sits with the pursuit of religion in its own, spiritual, terms. Sanneh writes that “the national university should not be the designated metronome, the public register, of adopted national mandates, but a dynamic environment for shaping human, cosmopolitan ideas and values that bear directly on the national agenda in a critical way.”
Cohen, David William (2004). The Uncertainty of Africa in an Age of Certainty. In David William Cohen and Michael D. Kennedy (Eds.), Responsibility in Crisis: Knowledge Politics and Global Publics. Ann Arbor: University of Michigan University Library, Scholarly Publishing Office.
Cohen argues that no simple location or heritage explains the problem of Africa’s awkward location in the world. Cohen identifies problems not only with race, but also with other metanarratives used to construct useful knowledge about Africa. Through the telling of the story of the murder of Robert Ouko in Kenya, Cohen argues for an elevated status of uncertainty within the scientific protocol of the social sciences. Yet, as Cohen writes, “all narratives are ultimately contingent upon and conditioned by the workings of uncertainty as these narratives are constructed…in the same vein, justice is itself contingent on the recognition of the powers of uncertainty, or alternative possibilities, of the values of hesitancy in seeking closure”.
Alidou, Ousseina (2000). Globalization and the Struggle for Education in the Niger Republic. In Silvia Federici, George Caffentzis, and Ousseina Alidou (Eds.), A Thousand Flowers: Social Struggles against Structural Adjustment in African Universities, Trenton, NJ: Africa World Press, Inc., 151-158.
Aildou presents a synoptic account of the impact of structural adjustment on education in the Niger Republic, after the government agreed, in the mid-1980s, under pressure by the world Bank, the IMF, and other western funding agencies, to restructure its higher education system according to what is known as the "globalization agenda."  It also explores the resistance to these new policies, fueled by 1) a resistance among students, teachers, and researchers against the government's attempts to privatize higher education and 2) their refusal to turn the national university into a teachers' training school, and in turn, de-emphasizing research.
Tjeldvoll, Arild, Anne Welle-Strand and Fabio Bento (2005). The Complex Relations between University, Society and State: The Ethiopian Predicament in Establishing a Service University. Journal of Higher Education in Africa 3(1), 51-70.The Ethiopian predicament in establishing a service university is a function of several mismatches between university, society and state: (a) between society's mainly low-tech agricultural production and the university's production of academics; (b) between the state's need for investment finances in new economic activities and the lack thereof; (c) between the state and the university in terms of proper governance and how organisational changes in higher education should be made; and (d) different opinions between state and university about the proper balance between individual academic freedom, institutional autonomy and accountability to society and state. To turn mismatches into constructive national development the government should attract foreign capital for new production activities. An important structural change would be to establish a dynamic and competent decision-making body at government level for science, technology and competence production.
Subotzky, George and Gabriel Cele (2004). New Modes of Knowledge Production: Peril or Promise for Developing Countries. In Paul Zeleza and Adebayo Olukoshi (Eds.), African Universities in the Twenty-First Century, vol. 2. South Africa: UNISA Press, 341-375.
Subotzky and Cele focus on shifting patterns of knowledge production and on the potential perils that narrow interpretations of these might hold.  With preliminary data based on 13 in-depth case studies of programs within South Africa, the authors find that new epistemological and organizational forms which are characteristic of the notion of "strategic science" are clearly emerging to serve market needs.  These new modes of knowledge production are important in terms of the role of African universities in society, given that African universities position themselves in relation to the dual imperatives of engaging in the new knowledge society and contributing towards the basic development of their societies and of the majority of the poor.
Sall, Ebrima (2004). Alternative Models to Traditional Higher Education: Market Demand, Networks, and Private Sector Challenges. Journal of Higher Education in Africa, 2(1), 177-212.
Sall looks at the pluralization of knowledge and knowledge-producing institutions, and at the complexification of the higher education systems in sub-Saharan Africa. He highlights the evolution of “traditional” institutions and the factors that led to such an evolution, the development of alternative models, the spread of knowledge networks, and the challenges of private sector involvement in higher education. With globalization, liberalization, and democratization came new “modes” of higher learning, and new kinds of knowledges. There seems to be a gradual evolution towards more hybrid forms and models of higher education. However, Sall that despite the rapid increase in the numbers and variety of institutions and the pluralization of knowledges, both the traditional institutional forms and modes and the traditional kinds of scientific knowledge are, in the case of Africa, likely to remain the dominant forms for the foreseeable future.
Brock-Utne, Birgit (1996). Globalisation of Learning—The Role of the Universities in the South: With a Special Look at Sub-Saharan Africa. International Journal of Educational Development, 16(4), 335-346The first part of the paper discusses the uneven distribution of resources to higher education between the North and South. It then takes up the attitude of the World Bank towards university education in the South, analyzing several World Bank publications. It also discusses the likely effects for the university sector in the South, especially in Africa. The linkage phenomenon between universities in the North and the South is discussed. The following question is raised: Is it at all possible to establish a North South cooperation in the university sector of an empowering kind? Negative as well as positive examples are given. The link that is really missing is the link between the elites in the country and the people, the link between indigenous knowledge and the imported academic knowledge. Brock-Utne argues for a transformation of the universities of the South to include local knowledge.
Luke, Carmen (2005). Capital and Knowledge Flows: Global Higher Education Markets. Asia Pacific Journal of Education, 25(2), 159 - 174. Accelerating global flows of people and information have formed new communities and networks across social and political borders. Higher education is one such globalised knowledge community in which new patterns of knowledge, accreditation, research alliances, and social and professional relationships are emerging. Luke outlines the push–pull dynamics of globalization in higher education: the co-constitutive nature of local and global interests and educational formations; disjunctive flows of capital, information, people, and knowledge; and the new politics of knowledge capital as they affect academic research and the public archive of scholarly publishing and university libraries.
Lieberwitz, Risa L. (2005). Confronting the Privatization and Commercialization of Academic Research: An Analysis of Social Implications at the Local, National, and Global Levels. Indiana Journal of Global Legal Studies, 12(1), 109-152.
Lieberwitz addresses the impact of privatization on universities in the United States, focusing, in particular, on the effects on the university mission and academic research in the life sciences. The article begins with a discussion of the traditional definition of the university's public mission and faculty academic freedom and then moves to the legal developments promoting privatization that have had a major impact on the traditional definitions of university mission and faculty rights. Lieberwitz explores the impact of increased market activities at three levels: at the local level, on university culture and research; at the national level, on the university's public mission; and at the international level, on the social implications of the university's involvement with expanding intellectual property rights. Lieberwitz suggests forms of individual and collective action that faculty can take to reverse privatization practices in the university and to reassert the university's public mission.
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The Brains BusinessThe Economist
9/8/2005
Secrets of SuccessThe Economist
9/8/2005
Higher Ed Inc.The Economist
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Connected on Campuswww.insidehighered.comDavid Epstein
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R&D Spending Is Upwww.insidehighered.comScott Jaschik
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8 Top Universities Plan Global 'Partnership'www.insidehighered.comDoug Lederman
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Scholars for DollarsThe Economist
12/11/2004
Allocating more funds to the best institutions to create centers of excellence is pushing over universities into the redFinancial TimesClive Cookson & Rohit Jaggi
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Bad ChemistryThe Economist
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New Approach to Tenurewww.insidehighered.comScott Jaschik
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Reforming Higher Education -- Worldwidewww.insidehighered.comScott Jaschik
10/3/2005
Has Scholarship Been Reconsidered?www.insidehighered.comScott Jaschik
10/4/2005
Turning Research -- Slowly -- Into RichesThe Chronicle of Higher EducationGoldie Blumenstyk
10/7/2005
Canadian Universities Say Boom in Research Spending Is Paying OffThe Chronicle of Higher EducationKaren Birchard
10/25/2005
Initiative to Boost Business and Research LinksFinancial TimesWilliam Hall
2/22/2005
Tufts is Getting Gift of $100 Million, With Rare StringsNew York TimesKaren Arenson
10/4/2005
Books for Lending, Data for takingNew York TimesAlison Leigh Cowan
11/20/2005
At Harvard, a Man, a Plan and a ScannerNew York TimesKatie Hafner
11/21/2005
Colleges Cash In on Commercial ActivityChronicle of Higher EducationGoldie Blumenstyk
12/2/2005
This Is What Universities Are All About...Financial TimesAndrew Oswald
12/5/2005
Higher Education in the High-Tech AgeChronicle of Higher Education
12/9/2005
Guidelines Set on Software Property RightsNew York TimesSteve Lohr
12/19/2005
New Model for Tech Transferwww.insidehighered.comScott Jaschik
12/22/2005
A Hot Trend on Campus: Majoring in Health CareNew York TimesAlan Finder
2/5/2006
Gates Supports Europe-wide Technology PlanFinancial TimesGeorge Parker and Chris Smyth
2/22/2006
MIT to Bring the Market Into the LabFinancial TimesRebecca Knight
3/3/2006
Stem Cells Meet Googlewww.insidehighered.comRobert Capriccioso
3/8/2006
Remember Detroit: America's Universities Need to Fix Themselves While They Are Still on TopThe Economist
3/9/2006
N.Y.U. and Columbia to Receive $200 Million Gifts for ResearchNew York TimesJohn Noble Wilford and Jonathan D. Glater
3/21/2006
Cambridge research centre taps into business linkFinancial TimesClive Cookson
5/1/2006
Industry Support for Academic Research Fell for a 3rd Straight Year in 2004Chronicle of Higher EducationAnne K. Walters
5/2/2006
Nudging the NSF on Educationwww.insidehighered.comDavid Epstein
5/4/2006
Universities face overhaul of fundingFinancial TimesJon Boone
6/14/2006
Osborne attacked for science 'jibe'Financial TimesJon Boone, John Willman and Ben Hall
6/19/2006
Harvard Rethinks Sciencewww.insidehighered.comScott Jaschik
7/17/2006
University Company Sells Stake for £25mFinancial TimesJon Boone
7/21/2006
Academics Learn to License InventionsFinancial TimesJon Boone
7/27/2006
New Market-model Universities Blur Academia, CommerceMercury NewsJennifer Washburn
7/26/2006
The New State U.www.insidehighered.comScott Jaschik
8/31/2006
A Little Learning Is an Expensive ThingNew York TimesWilliam M. Chace
9/5/2006
Recovery of 'Pure Science' ExaggeratedFinancial TimesJon Boone
10/25/2006